As we approach the end of the Government fiscal year, the Securities and Exchange Commission (SEC) has been particularly active. This week alone, the Commission filed a myriad of cases touching on ...
In a recent development that has caught the attention of the investment community, the U.S. Securities and Exchange Commission (SEC) has issued a settled Order against Prime Group Holdings LLC, a p...
After a law firm fell victim to a cyberattack, the U.S. Securities and Exchange Commission (SEC) issued a subpoena demanding various pieces of information, including the identities of clients poten...
A recent federal court decision granting summary judgment to the Securities and Exchange Commission (SEC) in an unregistered securities dealer enforcement action sent shockwaves through the financi...
Whistleblowers have become increasingly integral to financial regulatory enforcement efforts in recent years. Both the Securities and Exchange Commission (SEC) and the Commodity Futures Trading Com...
A high-profile Freedom of Information Act (FOIA) lawsuit brought by law firm Gibson, Dunn & Crutcher against the Securities and Exchange Commission (SEC) has thrown an intense spotlight on conc...
The proposed 2023 amendments to the Delaware General Corporation Law (DGCL) are poised to revolutionize the corporate landscape, particularly for microcap companies. These amendments, which aim to ...
Never miss a beat with the latest insights, stories, and news from our blog. By providing your email address, you'll receive a notification each time we publish a new blog post.
