Proactively Working to Close Transactions

Lucosky Brookman takes pride in successfully representing clients by providing insightful, cost-effective, practical, business-focused legal advice. From the beginning of any corporate, securities or lending transaction, through navigating the documentation process, up to closing, funding and beyond, Lucosky Brookman puts clients first.​  Lucosky Brookman currently represents numerous public companies listed on the NYSE and  NASDAQ, to companies quoted on the OTC Bulletin Board and the OTC Marketplace, including the OTCQB, OTCQX and Pink Sheets. In addition, the Firm represents numerous private equity funds, banks and other financial institutions in connection with equity and debt financings.

Lucosky Brookman currently represents over 75 public companies ranging from companies listed on the NYSE, the NASDAQ and the NYSE Amex, to companies quoted on the OTC Bulletin Board and the OTC Marketplace, including the OTCQB, OTCQX and Pink Sheets. In addition, the Firm represents numerous private equity funds, banks and other financial institutions in connection with equity and debt financings.

Recent Highlights

Ammo, Inc.

The Firm is particularly proud of its work in connection with counseling its client, Ammo, Inc. a premier American ammunition and munition components manufacturer and technology leader, in connection with the closing of its $18 Million underwritten public offering.  Alexander Capital, L.P. and Kingswood Capital Markets, division of Benchmark Investments, Inc., acted as joint bookrunners for the Offering.  The Company’s Chief Executive Officer, Fred Wagenhals, commented that “we are excited to have swiftly closed the Offering and are grateful for the work of our world-class professional advisors Lucosky Brookman to make this happen.”

Digerati Technologies, Inc.

Among its many representations, the Firm advised Digerati Technologies, Inc., a provider of cloud service solutions for the small to medium-sized business market, in connection with the closing of a $20 Million senior secured loan transaction and the purchase of two acquisitions, Nexogy, Inc. (Nexogy.com), and ActivePBX (ActivePBX.com).  As a combined business, Nexogy, ActivePBX, and Digerati’s operating subsidiary, T3 Communications, Inc., serves over 2,600 business customers and approximately 28,000 users while generating over $14 Million in annual revenue. Arthur L. Smith, Chief Executive Officer of Digerati, commented, “I commend our internal team and outside counsel, Lucosky Brookman, for staying on task and completing, not one, but two acquisitions simultaneously.  With Lucosky Brookman’s ongoing assistance, we continue to move forward with our corporate goal of Uplisting to either the NASDAQ or NYSE.”

Conversion Labs, Inc.

The Firm represented its client, Conversion Labs, Inc, a direct-to-consumer telemedicine and wellness company, in connection with the closing of an approximately $16 Million private placement with institutional investors. BTIG, LLC acted as exclusive placement agent for the offering.  This private placement follows an equity investment that was led by a select group of sophisticated investors who have been helping to drive the growth of the Company.  “This new funding represents a tremendous affirmation of our business strategy and growth prospects,” stated Conversion Labs CEO, Justin Schreiber. “It also helps to satisfy the capital requirements for our NASDAQ listing application. We are very excited to have closed this offering in expedited fashion and would like to thank our  securities counsel in Lucosky Brookman whose leadership and strategic guidance has been an integral part of the Company now standing on the precipice of listing on a national exchange.”

Corporate & Securities

Integrated Ventures, Inc.

Amount: $9.0 Million

Type: Registered Direct Offering

Lucosky Brookman LLP represented Integrated Ventures, Inc. in the Closing of $9.0 Million Registered Direct Offering.  Integrated Ventures, Inc. (OTC; INTV) has entered into a securities purchase agreement with certain institutional investors to purchase $9.0 million worth of its common stock and warrants in a registered direct offering.  Under the terms of the securities purchase agreement, the Company has agreed to sell 30 million shares of its common stock and warrants to purchase approximately 30 million shares of common stock.  Lucosky Brookman acted as corporate and securities legal counsel to the company.  Kingswood Capital Markets, division of Benchmark Investments, Inc. acted as exclusive placement agent for  the offering.

Corporate & Securities

IMAC Holdings, Inc.

Amount: $17 Million

Type: Public Offering

IMAC Holdings, Inc. a provider of innovative medical advancements and care specializing in regenerative and rehabilitation orthopedic treatments without the use of surgery or opioids, closed its underwritten registered public offering of 10,625,000 shares of its common stock at a public offering price of $1.60 per share, for total gross proceeds of $17.0 million. IMAC intends to use the net proceeds from the proposed offering to finance acquisitions of medical clinics, repay outstanding promissory notes, fund the launch of retail healthcare clinics, and for working capital and general corporate purposes. Lucosky Brookman LLP represented Kingswood Capital Markets who acted as sole bookrunning manager for the offering.

Corporate & Securities

American Acquisitions Opportunity, Inc.

Amount: $100 Million

Type: Initial Public Offering

Lucosky Brookman represented client American Acquisition Opportunity Inc. as it closed its initial public offering of 10,000,000 units at $1.00 per unit.  The company is a Special Purpose Acquisition Company (SPAC) formed for the purpose of effecting a merger, capital stock, exchange, asset acquisition, stock purchase, reorganization or similar business combination with one or more businesses.   Lucosky Brookman acted as corporate and securities legal counsel to the Company.  Kingswood Capital Markets, division of Benchmark Investments, Inc. acted as the sole book running manager for the offering.

Corporate & Securities

AMMO, Inc.

Amount: $115 Million

Type: Underwritten Public Offering

Lucosky Brookman represents client AMMO, Inc (NASDAQ: POWW) in their closing of $115 Million Underwritten Public Offering.  Ammo closed an underwritten offering of its common stock at a price of $5.00 per share, raising an aggregate amount of approximately $115 Million.  Ammo designs and manufactures products for law enforcement, military, sport shooting and self-defense.   Lucosky Brookman acted as corporate and securities legal counsel to the company.  Roth Capital Partners LLC and Alexander Capital L.P. acted as co-lead underwriters.

Corporate & Securities

Esports Entertainment Group, Inc.

Amount: $30 Million

Type: Acquisition

Lucosky Brookman represents Client Esports Entertainment Group, Inc. in its closing of $30 Million Acquisition of Lucky Dino Gaming Limited.  Esports has completed its acquisition of the business assets of Lucky Dino Gaming Limited ("Lucky Dino"), an established Malta licensed online casino operator with its own proprietary casino platform. The $30 Million deal was financed through cash raised in an equity offering in February.  Lucosky Brookman acted as corporate and securities legal counsel to the Company.

Corporate & Securities

GreenBox POS

Amount: $50.1 Million

Type: Public Offering

Category: Uplisting to Nasdaq

Lucosky Brookman represents client GreenBox POS in the closing of $50.1 Million Public Offering and Uplist to Nadsdaq.  GreenBox closed its underwritten public offering of 4,772,500 shares of common stock at a public offering price of $10.50 per share, which included the full exercise of the underwriter's over-allotment option for 622,500 shares of common stock, for gross proceeds to the Company of $50,111,250.   Lucosky Brookman acted as corporate and securities legal counsel to the Company.  Kingswood Capital Markets, division of Benchmark Investments, Inc., acted as sole bookrunning manager for the offering.

Corporate & Securities

Esports Entertainment Group, Inc.

Amount: $30 Million

Type: Registered Direct Offering

Lucosky Brookman represents client Esports Entertainment Group, Inc. (NASDAQ: GMBL) (NASDAQ: GMBLW) in the closing of $30 Million Registered Direct Offering.  Esports Entertainment Group, Inc., an esports entertainment and online gambling company, has closed its previously announced registered direct offering of 2,000,000 shares of its common stock at a price of $15.00 per share, for aggregate gross proceeds of $30 million, priced at-the-market under Nasdaq rules.  Lucosky Brookman acted as corporate and securities legal counsel to the Company.  Maxim Group LLC and Joseph Gunnar & Co., LLC acted as co-placement agents for the offering.

Corporate & Securities

Maxim Group LLC

Amount: $10.3 Million

Type: Registered Direct Offering

Lucosky Brookman LLP represents Underwriter Maxim Group LLC in the Closing of $10.3 Million Offering with GeoVax Labs, Inc.  GeoVax Labs, Inc,  (NasdaqCM: GOVX), a biotechnology company developing human immunotherapies and vaccines against infectious diseases and cancer, closed its offering of 1,644,000 shares of its common stock, which included 204,000 shares sold pursuant to the full exercise of the underwriter’s option to purchase additional shares, at a price to the public of $6.25.  The gross proceeds from the offering were approximately $10.3 million.  Lucosky Brookman assisted its client, Maxim Group LLC, as underwriter’s counsel.  Maxim Group acted as the sole book-running manager in connection with the offering.

Corporate & Securities

Ammo, Inc.

Amount: $18 Million

Type: Public Offering

Category: Uplisting to NASDAQ

Lucosky Brookman LLP represents client, AMMO, Inc. (NASDAQ: POWW), a premier American ammunition and munition components manufacturer and technology leader, in the closing of its underwritten public offering of 8,564,285 shares of common stock at a price to the public of $2.10 per share, raising $18 Million. Lucosky Brookman served as the Company’s legal counsel in connection with the Offering and listing of its shares on to the NASDAQ Capital Market.

Corporate & Securities

Digerati Technologies, Inc.

Amount: $20 Million

Type: Senior Secured Credit Facility

Category: Simultaneous Share and Asset Acquisition

Lucosky Brookman counseled its client, Digerati Technologies, Inc. (OTCQB: DTGI), a provider of cloud services specializing in UCaaS (Unified Communications as a Service) solutions for the small to medium-sized business market, and its subsidiary T3 Communications, Inc., in connection with a $20 Million Senior Secured Credit Facility with Connecticut-based Post Road Group. The initial funding of $14 Million from the $20 Million multi-draw facility was used to close the Company’s acquisitions of Nexogy, Inc. (Nexogy.com) and ActivePBX (ActivePBX.com), and refinance existing debt. Lucosky Brookman served as counsel to the Company in connection with the $20 Million financing and both the asset acquisition and the share acquisition.

Corporate & Securities

Conversion Labs, Inc.

Amount: $16 Million

Type: private placement with institutional investors

Lucosky Brookman represented its client, Conversion Labs, Inc., a direct-to-consumer telemedicine and wellness company, in connection with a $16 Million private placement with institutional investors. BTIG, LLC acted as exclusive placement agent for the offering. Conversion Labs CEO, Justin Schreiber states, “We are very excited to have closed this offering in expedited fashion and would like to thank our securities counsel in Lucosky Brookman whose leadership and strategic guidance has been an integral part of the Company now standing on the precipice of listing on a national exchange.”

Corporate & Securities

Siyata Mobile Inc.

Amount: $12.6 Million

Type: Public Offering

Category: Uplisting to NASDAQ

Lucosky Brookman served as lead counsel to Siyata Mobile Inc. (TSX-V: SIM) (FRA: WK3D) (NASDAQ: SYTA, SYTAW) in closing its U.S. initial public offering of 2,100,000 units at a price of $6.00 per Unit. The Common Shares of the Company and Warrants were approved to list on the NASDAQ Capital Market under the symbols “SYTA” and “SYTAW,” respectively, and began trading on September 25, 2020. Siyata received gross proceeds of approximately $12.6 Million, before deducting underwriting discounts and commissions and other estimated Offering expenses. Psagot Investment House was the lead investor in the Offering. Psagot Investment House is an Israeli investment firm and the country's largest pension fund manager. Controlled by Apax Partners since 2010, the Firm manages assets and capital totaling US$40 billion.

Corporate & Securities

Esports Entertainment Group Inc.

Amount: $8.4 Million

Type: Public Offering

Category: Uplisting to Nasdaq

Lucosky Brookman acted as lead counsel to Esports Entertainment Group, Inc. (NasdaqCM: GMBL) in connection with its successful uplist to the NASDAQ Capital Market and the pricing of its public offering of 1,980,000 units at a price to the public of $4.25 per unit. Maxim Group LLC acted as the lead book-running manager for the offering. Joseph Gunnar & Co., LLC acted as co-book-running-manager for the offering.

Corporate & Securities

Duos Technologies Group, Inc.

Amount: $8.1 Million

Type: Public Offering

Category: Uplisting to Nasdaq

Lucosky Brookman acted as lead counsel to its client, Duos Technologies Group, Inc. (NASDAQ: DUOT), in connection with the Company's uplisting to the NASDAQ Capital Markets and the closing of the Company's underwritten public offering of 1,350,000 shares of common stock at an offering price of $6.00 per share, for aggregate gross proceeds of $8,100,000. The common stock began trading on the NASDAQ Capital Market under the symbol DUOT on February 13, 2020. ThinkEquity, a division of Fordham Financial Management, Inc., acted as sole book-running manager for the offering and The Benchmark Company acted as co-manager for the offering.

Corporate & Securities

Unique Logistics Holdings, Inc.

Amount: $12 Million

Type: Secured Debt Facility

Category: International Management Buy-Out

Lucosky Brookman serves as lead counsel for its client, Unique Logistics Holdings, Inc., in connection with a $12 Million senior secured factoring facility and acquisition financing. The financing permitted the management buyout of three internationally owned companies. Unique Logistics is a fully comprehensive, international logistics solutions business. Their services include air freight forwarding, ocean freight forwarding, purchase order management, insurance, customs brokerage and consulting, warehousing, and last mile delivery services. The company has been in business for over 35 years, generates over $100m in revenue annually, and is one of the top 50 NVOCCs in transpacific Eastbound shipping, with a strong presence in the US, Greater China, South East Asia, and Indian Subcontinent.

Corporate & Securities

Blink Charging Co.

Amount: $18.5 Million

Type: Public Offering

Category: Uplisting to Nasdaq

Lucosky Brookman LLP acted as lead counsel to its client, Blink Charging Co. (NASDAQ: BLNK), in connection with the Company's uplisting to the NASDAQ Capital Markets and the closing of the Company's underwritten public offering of common stock, for aggregate gross proceeds of $18.500,000.

Corporate & Securities

The Benchmark Company, LLC

Amount: $7.8 Million

Type: Public Offering of Creatd, Inc., securities

Category: Uplisting to NASDAQ

Creatd, Inc. (NASDAQ: CRTD) priced its underwritten public offering of 1,725,000 units of securities at an offering price of $4.50 per unit. In connection with the offering, the Company's common stock and warrants began trading on the NASDAQ Capital Market on September 11, 2020, under the symbols "CRTD" and "CRTDW," respectively. The Company received gross proceeds of $7.7625 Million. Lucosky Brookman represented its client, The Benchmark Company, LLC, as book-running manager for the offering. Aegis Capital Corp. and Brookline Capital Markets, a division of Arcadia Securities, LLC, acted as co-managers for the offering.

Corporate & Securities

SilverSun Technologies, Inc.

Amount: $11.5 Million

Type: Sale of Wholly Owned Subsidiary

Lucosky Brookman LLP successfully represented its client, SilverSun Technologies, Inc. in connection with SilverSun’s sale of its wholly owned subsidiary for $11.5 Million.

Corporate & Securities

Duos Technologies Group, Inc.

Amount: $11 Million

Type: Private Placement

Lucosky Brookman LLP acted as lead counsel to its client, Duos Technologies Group, Inc. (NASDAQ: DUOT), in connection with the Company's private placement capital raise of $11 Million.

Corporate & Securities

Maxim Group LLC

Amount: $12.8 Million

Type: Public Offering of GeoVax Labs, Inc., securities

Category: Uplisting to NASDAQ

GeoVax Labs, Inc. (NASDAQ: GOVX, GOVXW), a biotechnology company developing human immunotherapies and vaccines against infectious diseases, closed its underwritten public offering of 2,560,000 units of its common stock, pre-funded warrants, and warrants for gross proceeds of $12.8 Million. The common stock and warrants began trading on The NASDAQ Capital Market on September 25, 2020, under the symbols “GOVX” and “GOVXW,” respectively. Lucosky Brookman represented the underwriter and book-running manager, Maxim Group LLC, in connection with the offering.

Corporate & Securities

Akers Biosciences, Inc.

Amount: $6 Million

Type: Public Offering

Lucosky Brookman LLP successfully represented its client, Akers Biosciences, Inc., in connection with a registered public offering of Akers common stock for proceeds of $6 Million.

Corporate & Securities

Conversion Labs, Inc.

Amount: $3.5 Million

Type: Preferred Equity Financing

Conversion Labs, Inc., (OTCQB: CVLB), a direct-to-consumer telemedicine and wellness company, completes an equity investment by a select group of private investors and family offices, including investors David Blitzer and Wes Edens, for $3.5 Million. Lucosky Brookman acts as lead counsel for the Company in connection with its sale of 3,500 units (the “Units”), at a purchase price of $1,000 per Unit, each consisting of one share of Series B Convertible Preferred Stock of the Company, par value $0.0001 per share, and a warrant to purchase 2,000 shares of common stock, par value $0.0001 per share of the Company.

Corporate & Securities

Spartan Capital Securities LLC

Amount: $3.38 Million

Type: Registered Direct Offering

Lucosky Brookman LLP successfully represented its client, Spartan Capital Securities LLC, as Placement Agent, in connection with the registered direct offering of approximately $3.38 Million of BioHiTech Global, Inc. (NASDAQ: BHTG) common stock. The registered direct offering provided for the sale of approximately 1,875,000 shares of common stock at a price of $1.80 per share. The offering closed on September 9, 2019.

Corporate & Securities

Spartan Capital Securities LLC

Amount: $1.33 Million

Type: Registered Direct Offering

Lucosky Brookman LLP successfully represented its client, Spartan Capital Securities LLC, as Exclusive Placement Agent, in connection with the registered direct offering of approximately $1.00 Million of Hancock Jaffe Laboratories, Inc. (NASDAQ:HJLI) (NASDAQ:HJLIW),common stock and warrants.

Corporate & Securities

Spartan Capital Securities LLC

Amount: $1.0 Million

Type: Registered Direct Offering

Lucosky Brookman LLP successfully represented its client, Spartan Capital Securities LLC, as Exclusive Placement Agent, in connection with the registered direct offering of approximately $1.00 Million of Hancock Jaffe Laboratories, Inc.(NASDAQ:HJLI) (NASDAQ:HJLIW),common stock and warrants. Under the terms of the deal, HJLI sold 1,886,800 shares of its common stock. In a concurrent private placement, HJLI has agreed to issue warrants to purchase up to an aggregate of 1,886,800 shares of common stock.

Corporate & Securities

Unique Logistics Holdings Inc.

Amount: $2 Million

Type: Financing

Category: Public Company Merger

Lucosky Brookman represented its client Unique Logistics Holdings Inc. in connection with the Company’s merger with Innocap, Inc. ("INNO") (OTC: INNO) whereby Unique Logistics became a publicly-traded company. Simultaneously with the Merger, the Company entered into Securities Purchase Agreements with investors pursuant to which the Company sold to the Investors 10% secured subordinated convertible promissory notes, realizing gross proceeds of $2,000,000 and warrants to purchase shares of the Company's common stock.

Corporate & Securities

Meridian Waste Solutions, Inc.

Amount: $12.4 Million

Type: Public Offering

Category: Uplisting to Nasdaq

Lucosky Brookman LLP acted as lead counsel to its client, Meridian Waste Solutions, Inc, in connection with the Company's uplisting to NASDAQ Capital Markets and the closing of the Company’s underwritten public offering of 3,000,000 shares of common stock at a public offering price of $4.13 per share and five-year warrants to purchase 3,000,000 shares of common stock at an exercise price of $5.16 per share., resulting in proceeds of $12.4 Million.

Corporate & Securities

Meridian Waste Solutions, Inc.

Amount: $10 Million

Type: Asset Acquisition

Lucosky Brookman LLP successfully represented its client, a Georgia based publicly traded solid waste company, in connection with the acquisition of certain assets, including a landfill, for approximately $10 Million.

Corporate & Securities

Amount: $2.2 Million

Type: Private Placement

Lucosky Brookman LLP acted as counsel to its client, a privately held California based chain of retail hydroponic stores, in connection with a $2.2 Million private offering of the company’s equity securities.

Corporate & Securities

Amount: $50 Million

Type: Merger

Lucosky Brookman LLP successfully represented its client, a California based chain of retail hydroponic stores, in connection with a Merger with a Colorado based chain of retail hydroponic stores.

Corporate & Securities

Amount: $2 Million

Type: Follow-On Offering

Lucosky Brookman LLP successfully represented its client, a Nasdaq listed rapid health technologies company, in connection with a follow-on offering raising $2 Million

Corporate & Securities

Amount: $18 Million

Type: Asset Sale

Lucosky Brookman LLP successfully represented the Special Committee of the Board of Directors of a publicly traded manufacturer of telecommunications equipment, in connection with the sale of assets for price of $18 Million.

Corporate & Securities

Amount: $4.25 Million

Type: Private Placement

Lucosky Brookman LLP successfully represented its client, an Illinois based publicly traded manufacturing and construction company specializing in the designing and building athletic facilities and manufacturing high end synthetic turf products, in connection with private placement raising $4.25 Million.

Corporate & Securities

Amount: $1.5 Million

Type: Financing Facility

Lucosky Brookman LLP successfully represented its client, a publicly traded California based developer, owner and operator of high-volume carbohydrate based transportation fuel plants and biorefineries in connection with a $1.5 Million financing facility and the filing of a Form S-1 Registration Statement.

Corporate & Securities

Amount: $5 Million

Type: Private Placement

Lucosky Brookman LLP successfully represented its client, a publicly traded New York based biomedical company, in connection with a private placement of $5 Million of common stock.

Corporate & Securities

Amount: $1.5 Million

Type: Underwritten Public Offering

Lucosky Brookman LLP acted as lead counsel to its client, a New Jersey based service provider and reseller of software solutions, in connection with a $1.5 Million underwriting offering of its common stock and warrants on a Form S-1 Registration Statement.

Corporate & Securities

Amount: $3 Million

Type: Series A Financing Transaction

Lucosky Brookman LLP successfully represented its client, a privately held New Jersey based producer and distributor of digital media content, in connection with a $3 Million Series A financing of convertible preferred equity and common stock purchase warrants.

Corporate & Securities

Amount: $2 Million

Type: Financing

Lucosky Brookman LLP successfully represented its client, a New Jersey based publicly traded distributor and marketer of frozen foods, in connection with a $2 Million convertible debt financing.

Corporate & Securities

Amount: $2.66 Million

Type: Private Placement

Lucosky Brookman has successfully represented its client, GreenBox POS, an emerging financial technology company leveraging proprietary blockchain security to build customized payment solutions, to complete a private placement of approximately 3.8M restricted registered shares for aggregate net proceeds of $2.66 million to the Company at $0.80 cents per share.

Corporate & Securities

Amount: $10 Million

Type: Asset Purchase

Lucosky Brookman represents is client, NaturalShrimp, Inc., an aquaculture Company which has developed and patented the first commercially operational Recirculating Aquaculture System (RAS) for shrimp, in the closing of an asset acquisition.  Lucosky Brookman represented the Company in the $10 Million acquisition of the assets of Alder Aqua, formerly known as VeroBlue Farms in Webster City, Iowa, including but not limited to the real property, equipment, tanks, rolling stock, inventory, permits, customer lists, contracts and other such assets used in the operation of the business.

Corporate & Securities

Amount: $4 Million

Type: Registered Direct Offering

Lucosky Brookman represents its client, Spartan Capital Securities, LLC in connection with closing a $4 Million Registered Direct Offering of Pingtan Marine Enterprise Ltd. (Nasdaq: PME) Series A Convertible Preferred Shares.  Pingtan is a fishing company based in the People's Republic of China.  Spartan served as exclusive placement agent for this offering.

Banking & Finance

DirectView Holdings, Inc.

Amount: $9 Million

Type: Debt Restructuring

Lucosky Brookman LLP acted as lead counsel to its client, DirectView Holdings, Inc. a publicly traded company focused on ownership and management of leading video and security technology companies, in connection with a $9,000,000 debt restructuring initiative with a high net worth investor. The restructuring has the potential to eliminate approximately $6,000,000 of convertible debt and consolidate the remaining debt to approximately $3,000,000.

Banking & Finance

Amount: $12.5 Million

Type: Purchase and Sale of Aerospace Company

Lucosky Brookman LLP acted as lead counsel to its client, a London based private equity fund, in connection with the purchase and sale of a California based aerospace company for $12,500,000. The private equity fund sold 100% of its preferred and common membership units in the company in exchange for a $2,000,000 cash payment and a promissory note for $8,500,000, as well as a profit-sharing percentage, dependent on the company exceeding agreed-upon performance projection during an eight year period. Lucosky Brookman LLP prepared all transaction documents, including, but not limited to, a Membership Interest Purchase Agreement, an Amended and Restated Limited Liability Company Agreement, a Secured Promissory Note, and multiple Security Agreements.

Banking & Finance

Amount: $55 Million

Type: Credit Facility Refinancing

Lucosky Brookman LLP successfully represented its client, a publicly traded Georgia based company in the solid waste business, in connection with the refinancing of a Senior Secured Credit Facility with Goldman Sachs, as lender, in the principal amount of $55,000,000.

Banking & Finance

Amount: $10 Million

Type: Senior Secured Debenture Facility

Lucosky Brookman LLP successfully represented its client, a Florida based private equity fund, in connection with a $10,000,000 Senior Secured Debenture Facility by and between the private equity fund and a publicly traded Greece based international, vertically integrated shipping, logistics and commodity company. The Senior Secured Debenture Facility was collateralized by a first priority mortgage on a Liberian flagged vessel.

Banking & Finance

Amount: $10 Million

Type: Senior Secured Debenture Facility

Lucosky Brookman LLP successfully represented its client, a Nevada based private equity fund, in connection with a $10,000,000 Senior Secured Debenture Facility by and between the private equity fund and a New Jersey based company specializing in safe, full turnkey infrastructure site development for telecommunications companies, tower companies, the oil and gas industry, government entities, universities, health care and other forward leaning organizations.

Banking & Finance

Amount: $5 Million

Type: Senior Secured Revolving Credit Facility

Lucosky Brookman LLP successfully represented its client, a Florida based private equity fund, in connection with a $5,000,000 Senior Secured Revolving Credit Facility Agreement by and between the private equity fund and a prepaid service provider that specializes in the development and promotion of branded promotion communications services products based in Florida.  The Senior Secured Revolving Credit Facility was collateralized by, among other things, a first priority security interest in all assets of the borrower and its affiliates.

Banking & Finance

Amount: $5 Million

Type: Senior Secured Debenture Facility

Lucosky Brookman LLP acted as counsel to its client, a Florida based private equity fund, in connection with a $5,000,000 Senior Secured Debenture Facility by and between the private equity fund and a rock salt supplier based in Minnesota. The Senior Secured Debenture Facility was collateralized by, among other things, a first priority security interest in all assets of the seller and personal guaranties provided by its principals.

Banking & Finance

Amount: $5 Million

Type: Securities Purchase Agreement

Lucosky Brookman LLP acted as counsel to its client, a private equity fund, in connection with a $5,000,000 Securities Purchase Agreement, including the issuance of a Senior Secured Redeemable Debenture, by and between the private equity fund, as purchaser, and a publicly traded Nevada based company offering a comprehensive suite of online marketing and reporting solutions, performance media, social and affiliate marketing, as well as other related web services.

Banking & Finance

Amount: $10 Million

Type: Senior Secured Debenture Facility Amendment

Lucosky Brookman LLP acted as counsel to its client, a Florida based private equity fund, in connection with an Amendment to a $10,000,000 Senior Secured Debenture Facility, by and between the private equity fund and a publicly traded Nevada based company.

Banking & Finance

Amount: $3.5 Million

Type: Senior Secured Revolving Credit Facility

Lucosky Brookman LLP successfully represented its client, a private investment fund, in connection with a $3,500,000 Senior Secured Revolving Credit Facility Agreement by and between the private investment fund and a publicly traded Colorado based beverage Company. The Senior Secured Revolving Credit Facility Agreement was collateralized by, among other things, a first priority security interest in all assets of the borrower and its Mexican subsidiary.

Banking & Finance

Amount: $5 Million

Type: Senior Secured Debenture Facility

Lucosky Brookman LLP acted as counsel to its client, a London based private equity fund in connection with a $5,000,000 Senior Secured Debenture Facility by and between the private equity fund and a Nevada based private company. The Senior Secured Debenture Facility was collateralized by, among other things, a first priority security interest in all assets of the seller and its subsidiary, a Georgia based company that offers services that unite business with technology through IT solutions that include cloud computing, data management, support services, and professional services.

Banking & Finance

Amount: $5 Million

Type: Senior Secured Debenture Facility

Lucosky Brookman LLP acted as counsel to its client, a private equity fund, in connection with a $5,000,000 Senior Secured Debenture Facility by and between the private equity fund and a New York based company specializing in the development and delivery of cloud-based technologies to emerging markets. The Senior Secured Debenture Facility was collateralized by, among other things, a first priority security interest in all assets of the seller and the pledge of all of the seller’s ownership rights in its subsidiaries.

Banking & Finance

Amount: $3 Million

Type: Senior Secured Debenture Facility

Lucosky Brookman LLP successfully represented its client, a Nevada based private equity fund, in connection with a $3,000,000 Senior Secured Debenture Facility by and between the private equity fund and a Washington based cultivation facility service provider for the production of organics, herbs, greens and plant-based medicines.

Senior Secured Debenture Facility was collateralized by, among other things, a first priority security interest in all assets of the seller and its subsidiaries.

Banking & Finance

Amount: $3 Million

Type: Senior Secured Debenture Facility Amendment

Lucosky Brookman LLP successfully represented its client, a Florida based private equity fund in connection with an Amendment to a $3,000,000 Senior Secured Debenture Facility, by and between the private equity fund and a Florida based construction company.

Litigation and Arbitration

Type: Settlement Agreement

Category: Breach of Contract Claim

Lucosky Brookman LLP successfully represented its client, a publicly traded Illinois based manufacturing and construction company specializing in designing athletic facilities and manufacturing high-end synthetic turf products, in connection with an alleged breach of contract, resulting in a favorable settlement for the company.

Litigation and Arbitration

Type: Cease and Desist Action

Lucosky Brookman LLP successfully represented its client, a privately held New Jersey based producer and distributor of digital media content in connection with a cease and desist action again a third party’s alleged infringement of the Company’s intellectual property.

Litigation and Arbitration

Type: Civil Claims

Category: Breach of Fiduciary Duty, Breach of Contract

Lucosky Brookman LLP successfully represented its client, a New York based medical device company, in defense of a civil matter alleging breach of fiduciary duty and breach of contract.

Litigation and Arbitration

Type: Settlement Agreement

Category: Lease Dispute

Lucosky Brookman LLP successfully represented its client, a publicly traded Illinois based manufacturing and construction company specializing in designing athletic facilities and manufacturing high-end synthetic turf products, in connection with settlement negotiations related to a lease dispute.

Litigation and Arbitration

Type: SEC Subpoena

Category: Document Request

Lucosky Brookman LLP successfully represented its client, a publicly traded Florida based pharmacy, in connection with an SEC subpoena document request.

Litigation and Arbitration

Type: Civil Claims

Category: Breach of Contract

Lucosky Brookman LLP successfully represented its client, an executive officer, against a company creditor alleging breach of contract.

Litigation and Arbitration

Type: Civil Claims

Category: Breach of Contract, Patent Infringement

Lucosky Brookman LLP successfully represented its client, a New Jersey based medical diagnostics company, in connection with an alleged breach of contract and patent infringement.

Litigation and Arbitration

Type: Civil Claims

Category: Wrongful Termination

Lucosky Brookman LLP successfully represented its client, a California based legal cannabis hydroponic retail company, against a former executive officer alleging wrongful termination.

Litigation and Arbitration

Type: Civil Claims

Category: Breach of Contract

Lucosky Brookman LLP Lucosky Brookman LLP successfully represented its client, a New York based medical device company, in connection with a dispute with former investors related to an alleged breach of contract, resulting in a favorable settlement to the company.

Litigation and Arbitration

Type: Civil Claims

Category: Breach of Contract

Lucosky Brookman LLP successfully represented its client, a California based renewable energy company in connection with an alleged breach of contract.

Litigation and Arbitration

Type: SEC Subpoena

Category: Document Request

Lucosky Brookman LLP successfully represented its client, a California based developer, owner and operator of high-volume carbohydrate-based transportation fuel plants and bio-refineries, in connection with an SEC subpoena document request.

Litigation and Arbitration

Type: Civil Claims

Category: Breach of Contract

Lucosky Brookman LLP successfully represented its client, a Florida based video camera surveillance and video conferencing technology company, in connection with alleged breaches of contract, resulting in a settlement favorable to the company.

Litigation and Arbitration

Type: Civil Claims

Category: Breach of Contract

Lucosky Brookman LLP successfully represented its client, a Colorado based legal cannabis company, in connection with a dispute with a former investment bank related to its alleged breach of contract, resulting in a settlement favorable to the company.

Litigation and Arbitration

Type: Civil Claims

Lucosky Brookman LLP successfully represented its client, a Nevada based private equity fund, in connection with a secured loan dispute between the private equity fund and a private Texas based oil supply company, which resulted in a favorable settlement for the private equity fund.

Litigation and Arbitration

Type: Civil Claims

Category: Breach of Fiduciary Duty

Lucosky Brookman LLP successfully represented its clients, executive officers and directors of a California based renewable energy company, in connection with an alleged breach of fiduciary duty.

Litigation and Arbitration

Type: Civil Claims

Lucosky Brookman LLP successfully represented its client, a Nevada based private equity fund in connection with a secured loan dispute between the private equity fund and a high net worth individual, which resulted in a favorable settlement for the private equity fund.

Litigation and Arbitration

Type: FINRA Action

Lucosky Brookman LLP successfully represented its client, a broker-dealer, in connection with alleged FINRA disclosure violations relating to the failure of a broker to timely update the broker’s Form U-4 filing, resulting in a satisfactory settlement for the broker-dealer.

Litigation and Arbitration

Type: Civil Claims

Category: Breach of Contract, Violations of Rule Governing Finder’s Fees

Lucosky Brookman LLP represented a high net worth individual, in connection with certain claims against a Nasdaq publicly traded company relating to the company’s alleged breach of contract and violation of the rules governing finder’s fees.

Real Estate

Type: Mezzanine Loan and Due Diligence

Lucosky Brookman LLP successfully represented its client, a private equity fund, in connection with a mezzanine loan for a new hotel construction project in New York City.

Lucosky Brookman LLP conducted extensive due diligence on the borrower and advices its client on how best to lien the assets of the borrower.

Real Estate

Type: Real Estate Fund Representation

Lucosky Brookman LLP represented its client, a family controlled Real Estate Fund specializing in purchasing distressed residential properties, rehabbing and reselling the renovated properties, on an ongoing basis by preparing contracts, conducting due diligence and title reviews of each property, negotiating terms of sale, and assisting in obtaining financing for such transactions.

Real Estate

Type: Commercial Credit Facility

Lucosky Brookman LLP acted as counsel to its client, a commercial lender, in connection with a credit facility to a network of gasoline stations throughout Upstate New York, New Jersey and Pennsylvania.

Lucosky Brookman LLP conducted due diligence on the borrower and advised co-counsel and the client on how best to lien the assets of the borrower. Lucosky Brookman LLP also handled drafting UCC-1 financing statements and riders for each locality where required to lien the assets.

Real Estate

Type: Commercial Credit Facility

Lucosky Brookman LLP acted as counsel to its client, a commercial lender, in connection with a credit facility to an energy company with assets in Texas and Louisiana.

Lucosky Brookman LLP conducted extensive due diligence on the borrower, advised co-counsel and client on how best to lien the real estate assets and liabilities of the borrower. Lucosky Brookman LLP also handled drafting UCC -1 financing statements and coordinated with local counsel in Texas and Louisiana to determine local practices regarding the liening of oil wells and natural gas fields.

Real Estate

Type: Commercial Credit Facility

Lucosky Brookman LLP successfully represented its client, a commercial lender, in connection with a credit facility to a modular space manufacturer securing assets located in several different states.

Lucosky Brookman LLP conducted due diligence on the borrower and advised co-counsel and the client on how best to lien the real estate assets and liabilities of the borrower. Lucosky Brookman LLP also drafted UCC-1 financing statements and Riders for each locality where required to lien the asset. Lucosky Brookman LLP reviewed title insurance commitments for each property, negotiated final title insurance policies for each lien, and drafted and negotiated mortgages and deeds of trust for each property.

Real Estate

Type: Commercial Credit Facility

Lucosky Brookman LLP successfully represented its client, a commercial lender, in connection with a $365,000,0000 credit facility to a modular space manufacturer securing assets located in several different states.

Lucosky Brookman LLP conducted due diligence on the borrower and advised co-counsel and the client on how best to lien the real estate assets and liabilities of the borrower. Lucosky Brookman LLP also drafted UCC-1 financing statements and Riders for each locality where required to lien the asset. Lucosky Brookman LLP reviewed title insurance commitments for each property, negotiated final title insurance policies for each lien, and drafted and negotiated mortgages and deeds of trust for each property.

Real Estate

Type: Commercial Credit Facility

Lucosky Brookman LLP acted as counsel to its client, a Lender, in connection with a loan of $280,000,000 to a real estate developer for the debt refinancing of a multi-family rental property and a condominium development.

Lucosky Brookman LLP negotiated and drafted mortgage, mortgage note and all ancillary loan documents, as well as a four-party recognition agreement between the lender, the developer, the borrower and the condominium. Lucosky Brookman LLP independently brought the transaction to closing.

Real Estate

Type: Sale of Development Property

Lucosky Brookman LLP successfully represented its client, the seller, in connection with the sale of development property for the purpose of erecting an eight story 104-unit low income senior housing apartment building.

Lucosky Brookman LLP negotiated and supervised the drafting of a Development Agreement, Regulatory and Operating Agreement, Environmental Indemnity Agreement, Payment and Completion Guaranty as well as a Deed containing several covenants that run with the land including a reverter clause.

Real Estate

Type: Debt Refinancing

Lucosky Brookman LLP acted as counsel to a Lender, in connection with the refinance of privately held debt against mixed use building.

Lucosky Brookman LLP negotiated the mortgage commitment letter, negotiated and drafted the loan agreement, consolidation extension and modification agreement, amended and restated note, and all ancillary loan documents.

Real Estate

Type: Debt Refinancing

Lucosky Brookman LLP acted as counsel to its client, a commercial Lender, in connection with refinancing multiple cross defaulted and cross collateralized properties.

Lucosky Brookman LLP negotiated and drafted the mortgage commitment letter, the consolidation, extension, modification and spreader agreement with cross defaulting and cross collateralization language, amended and restated mortgage, amended and restated note and all other ancillary loan documents.

Real Estate

Type: Sale of Commercial Property

Lucosky Brookman LLP successfully represented its client, as Seller, in the $1,800,000,000 asset sale of a major New York City office building.

Lucosky Brookman LLP negotiated and drafted all corporate resolutions and member/board of directors’ consents for multi-tiered ownership structure to formally agree to the completion of the transaction as well as the defeasance of a senior loan and the payoff of a mezzanine loan.

Lucosky Brookman LLP negotiated and drafted the attorney opinion letter in connection with the senior loan defeasance.

Real Estate

Type: Sale of Commercial Property

Lucosky Brookman LLP represented its client, as Seller, in connection with a $1,000,000,000 asset sale of twelve triple net lease properties located in several different states in two separate transactions.

Lucosky Brookman LLP negotiated and drafted each Asset Purchase Agreement, tenant estoppel and lender estoppel certificates.

Lucosky Brookman LLP formed a Delaware corporation for the purpose of selling one set of assets in a stock sale, prepared all corporate resolutions and member/board of directors’ consents for multi-tiered ownership structure to formally agree to the completion of the transaction, and analyzed and resolved all title issues.

Real Estate

Type: Acquisition of a Publicly Traded Company

Lucosky Brookman LLP successfully represented its client, a private equity group, in connection with the purchase of a publicly traded company with assets throughout the US, Canada, the UK, France and the Far East.

Lucosky Brookman LLP conducted extensive due diligence on the target, compiled a detailed executive summary regarding the real estate assets and liabilities of the target, and coordinate diligence with overseas counsel.

Real Estate

Type: Sale of Commercial Property

Lucosky Brookman LLP successfully represented its client, a real estate developer, in connection with the sale of a fractional ownership interest of a development property located in Atlanta, GA, the transaction included a recapitalization of debt with two co-lenders.Lucosky Brookman LLP negotiated and drafted the Asset Purchase Agreement, the Joint Venture Agreement, all corporate resolutions and member/board of directors’ consents for multi-tiered ownership structure in connection with the sale.

Lucosky Brookman LLP negotiated the loan agreements, mortgages, mortgage notes and all ancillary loan documents in connection with the recapitalization.

Real Estate

Type: Commercial Property Recapitalization

Lucosky Brookman LLP acted as counsel to its client, a real estate developer as Borrower, in connection with a $164,900,000 recapitalization of an office tower located in Atlanta, GA.

Lucosky Brookman LLP negotiated and drafted limited liability company agreements and corporate resolutions for all entities involved on the borrower side of the transaction, negotiated loan agreement, mortgage, mortgage note and all ancillary loan documents with the Lender. Lucosky Brookman LLP negotiated and drafted the Borrowers’ attorney opinion letter with lender’s counsel and co-counsel in Delaware.

Real Estate

Type: Ownership Restructuring

Lucosky Brookman LLP acted as lead counsel to its client, a privately held company, in connection with a transfer of assets.

Lucosky Brookman LLP formed a Delaware limited liability company, a Delaware corporation to act as the LLC’s general partner and a second Delaware LLC to own the balance of the interests in the entity. Lucosky Brookman LLP drafted LLC Agreements, Corporate by-laws, transferred various assets owned by the client into the asset ownership level entity and drafted all corporate consents and LLC member consents necessary to complete the asset transfer.