Capital Markets & Securities: Fueling Growth and Navigating Compliance
Capital markets transactions, including private placements and public offerings, play a pivotal role in a company’s growth strategy and are critical for securing a meaningful competitive edge.
Achieving successful access to these markets requires expert legal guidance that stays ahead of dynamic financial trends, demonstrates comprehensive regulatory expertise, and excels in negotiating and executing intricate transactions with speed and precision.
Comprehensive Capital Markets Legal Services
Our Capital Markets & Securities Group partners primarily with issuers (companies raising capital) and underwriters (investment banks facilitating the transaction) on the full spectrum of equity and debt offerings. Our extensive experience ensures seamless execution, from early-stage planning through successful closing.
Key Transactional Experience:
We provide strategic legal guidance and execution expertise across a variety of capital raising structures, including:
| Transaction Type | Description |
|---|---|
| Initial Public Offerings (IPOs) | Advising companies launching their first public sale of stock. |
| Follow-on Offerings | Subsequent public offerings of stock by companies already public. |
| SPACs | Transactions involving Special Purpose Acquisition Companies. |
| PIPE Transactions | Private Investment in Public Equity for public companies. |
| Confidentially Marketed Public Offerings (CMPOs) | Efficiently raising capital via a limited marketing process. |
| At-the-Market Offerings (ATMs) | Flexible, continuous offerings of equity at prevailing market prices. |
| Registered Directs (RDs) | Direct offerings of registered securities to a select group of institutional investors. |
| Convertible Offerings | Structuring and executing convertible debt and equity instruments. |
| Alternative Financing | Advising on various other complex and innovative financing strategies. |
| Reverse Mergers | Structuring and advising clients, both private and public, through complexities of a go-public transaction whereby a private company merges with an into a public entity, effectively allowing the private company to become publicly listed without undergoing a traditional Initial Public Offering (IPO). |
| Cross Border Listings | Advising foreign companies listing its shares on a U.S. stock exchange in addition to or instead of its home country’s exchange, to access global capital, enhance liquidity, and increase international visibility. |
Specialized Expertise in Strategic Structures
We possess deep experience in alternative and complex paths to public markets and global capital access, allowing clients to meet unique strategic goals.
Our senior partners and practitioners are extensively involved in every deal from beginning to end, ensuring a level of strategic oversight and hands-on engagement that forms the bedrock of our service commitment.
A reverse merger provides an alternative path for a private company to become publicly traded by acquiring or merging with an existing public company (often a non-operating “shell company”). This approach can be faster and less susceptible to volatile market conditions than a traditional IPO, making it an attractive option for certain companies, particularly in sectors like life sciences.
Our legal services in Reverse Mergers include:
- Structuring the transaction to ensure compliance with SEC and exchange listing rules (Nasdaq/NYSE).
- Conducting enhanced due diligence.
- Preparing the complex post-merger disclosures, such as the mandated “Super 8-K” filing, which contains information equivalent to an IPO registration statement.
- Advising on the application of “ineligible issuer” rules and resale restrictions that affect the combined entity and its affiliates.
For companies looking to access deeper liquidity, achieve higher valuations, or increase global brand visibility, we advise on the legal and regulatory complexities of foreign companies listing on U.S. exchanges or achieving dual listings. This is a critical area for companies looking to transition from local to global funding platforms.
Our counsel is vital for navigating the intersection of two or more regulatory regimes, covering:
- Foreign Private Issuer (FPI) Status: Determining eligibility and utilizing FPI advantages under U.S. securities laws (e.g., modified reporting requirements).
- Disclosure Harmonization: Reconciling U.S. GAAP or IFRS accounting standards and satisfying differing disclosure requirements between jurisdictions (e.g., SEC vs. European/Asian exchanges).
- Regulatory Coordination: Managing simultaneous review processes with multiple bodies (e.g., the SEC and a foreign regulator).
- Corporate Governance: Advising on compliance with two sets of corporate governance and investor protection standards.
Issuer and Emerging Growth Focus
We work closely with clients across a broad range of industries and life stages, from emerging growth companies executing their debut financing to established public entities managing ongoing compliance and strategic fundraising. Issuers, particularly those navigating the complexity of an IPO, value our team’s unique ability to combine deep legal insight with business-savvy guidance throughout the entire process.
Underwriter Confidence
Major investment banks that underwrite offerings appreciate the efficiency and reliability of our lawyers. Collectively, our team has closed hundreds of deals and is adept at quickly identifying, mitigating, and addressing disruptive factors to keep the transaction path smooth and predictable.
Regulatory Dialogue and Execution
Our ongoing professional dialogue with key regulatory bodies, including the SEC, Nasdaq, and NYSE American, helps facilitate proactive solutions and successful outcomes when intricate regulatory questions arise.
Integrated Corporate Governance and Compliance
Our Capital Markets team extends beyond the closing table to encompass:
- Corporate Governance: Establishing and maintaining best-practice governance structures post-offering.
- Ongoing Compliance: Advising public companies on continuous reporting obligations (e.g., 10-K, 10-Q, 8-K filings) and securities laws compliance.
Our senior partners and practitioners are extensively involved in every deal from beginning to end, ensuring a level of strategic oversight and hands-on engagement that forms the bedrock of our service commitment.
Related Transactions
Nasdaq Listing
First Breach Inc. (Nasdaq: FBDT) successfully completed its direct listing on Nasdaq and began trading under the ticker symbol “FBDT.” The direct...
read more
$100 Million
CleanCore Solutions, Inc. (Nasdaq: ZONE) announced the pricing of a $100 million public offering of shares of Class B common stock and pre-funded...
read more
$9.8 Million
ZJK Industrial Co., Ltd. (Nasdaq: ZJK), a precision manufacturer of high-tech fasteners and other precision metal parts, entered into an at-the-market...
read more
$15 Million
Ticketplus Ltd. (NYSE American: TP), a technology company operating a proprietary, full-stack technology platform powering live entertainment across...
read more
$105 Million
ARC Group Securities Acquisition I announced the pricing of its $105 million initial public offering, consisting of 10,500,000 units priced at $10.00...
read more
$3.8 Million
NanoViricides, Inc. (NYSE American: NNVC), a clinical-stage biotechnology company developing broad-spectrum antiviral therapies based on its...
read more
$100 Million
Digital Brands Group, Inc. (NASDAQ: DBGI) entered into a $100 million equity line of credit with an institutional investor, providing the Company with...
read more
$3.0 Million
Digital Brands Group, Inc. (NASDAQ: DBGI) entered into a securities purchase agreement with an institutional investor providing for a $3.0 million...
read more
Nasdaq Listing
QumulusAI, a Georgia-based neocloud infrastructure provider focused on delivering high-performance GPU compute for artificial intelligence...
read more
$50 Million
WeTour Robotics Limited (NASDAQ: WETO), a physical AI infrastructure and wearable robotics company, established a $50 million at-the-market (ATM)...
read more
$2 Million
Lokahi Therapeutics, Inc. completed its reverse merger with GlucoTrack, Inc. (Nasdaq: GCTK) on July 14, 2026, with Lokahi becoming a wholly owned...
read more
$1.09 Billion
House of Doge Inc. (NASDAQ: HODO), the official corporate arm of the Dogecoin Foundation, announced the completion of its previously announced...
read more
$3.0 Million
Farmmi, Inc. (NASDAQ: FAMI) announced the successful closing of its $3.0 million underwritten public offering, generating gross proceeds of...
read more
$1.43 Million
GreenPower Motor Company Inc. (NASDAQ: GP) completed a $1.43 million private placement of preferred shares with an institutional investor. The...
read more
$4.0 Million
Eco Wave Power Global AB (NASDAQ: WAVE) announced the successful closing of its $4.0 million registered direct offering with a single strategic...
read more
$19.5 Million
Upexi, Inc. (NASDAQ: UPXI) completed a $19.5 million debt restructuring transaction through the issuance of common stock (or pre-funded warrants) to...
read more
$50 Million
SS Innovations International, Inc. (NASDAQ: SSII), a developer of advanced robotic surgical systems, has entered into a $50 million at-the-market...
read more
$5.4 Million
Core AI Holdings, Inc. (NASDAQ: CHAI) announced the closing of a $5.4 million registered direct offering with a new fundamental institutional...
read more
Public Listing
RagingBull.com, LLC completed a reverse merger transaction that resulted in the company becoming part of a publicly traded entity trading under the...
read more
$750 Million
CleanCore Solutions, Inc. (NYSE American: ZONE) announced the establishment of a new at-the-market (ATM) equity program providing for the sale of up...
read more
$31.2 Million
Haoxin Holdings Limited (NASDAQ: HXHX) entered into a $31.2 million financing transaction, consisting of a $30.0 million equity line of credit and a...
read more
$250 Million
Mobilewalla, a leading provider of data and vertical agentic AI solutions, and SPACSphere Acquisition Corp. (NASDAQ: SSAC), a publicly traded special...
read more
$25 Million
New Horizon Aircraft Ltd. (NASDAQ: HOVR), an advanced aerospace company developing one of the first hybrid-electric Vertical Takeoff and Landing...
read more
$15 Million
Optimi Health Corp. (Nasdaq: OPTH), a commercial-stage pharmaceutical company focused on psychedelic drug products, announced the closing of its...
read more
$2 Million
NanoViricides, Inc. (NYSE American: NNVC) (“NanoViricides” or the “Company”), a clinical stage, leading global pioneer in the development of...
read more
$15 Million
VIDA Global Inc. closed $15 million initial public offering of 3,333,334 shares of Class A common stock, with an anticipated offering price range of...
read more
$20 Million
New Horizon Aircraft Ltd. (Nasdaq: HOVR), an advanced aerospace company developing one of the first hybrid-electric vertical takeoff and landing...
read more
$100 Million
Shreya Acquisition Group (NYSE: SAGU) announced the closing of its $100 million initial public offering. The units began trading on the NYSE under the...
read more
$200 Million
DeFi Development Corp. (Nasdaq: DFDV), a publicly traded company focused on building and managing a digital asset treasury strategy centered on the...
read more
$200 Million
Quantum Leap Acquisition Corp. announced the closing of its $200,000,000 initial public offering of 20,000,000 units priced at $10.00 per unit. Each...
read more
$1.58 Million
PanGIA Biotech, Inc., a company developing diagnostic solutions focused on early cancer detection, announced the successful completion of a private...
read more
$50 Million
Allbirds, Inc. announced that it entered into a sales agreement with Chardan Capital Markets LLC to establish an at-the-market offering program for up...
read more
$50 Million
Rein Therapeutics, Inc. (Nasdaq: RNTX), a clinical-stage biopharmaceutical company focused on developing novel therapies for orphan pulmonary and...
read more
$2.61 Million
Scinai Immunotherapeutics Ltd. (NASDAQ: SCNI) announced the successful completion of a $2.61 million private placement and concurrent warrant...
read more
$7.5 Million
Lakewood-Amedex Biotherapeutics announced its direct listing on the Nasdaq Capital Market, with its common stock beginning trading on April 23, 2026...
read more
$30 Million
Ionetix Corporation announced the successful completion of its business combination with JDEV Acquisition Corp., resulting in Ionetix becoming a...
read more
$3.4 Million
Modular Medical, Inc. (NASDAQ: MODD), a medical device company, announced the pricing of a registered direct offering providing for aggregate gross...
read more
$6 Million
TJG Capital Group, Inc. (NASDAQ: TJGC) announced the pricing of a public offering providing for aggregate gross proceeds of approximately $6.0...
read more
$10 Million
HeartBeam, Inc. (NASDAQ: BEAT), a cardiac technology company, announced the pricing of a public offering providing for aggregate gross proceeds of...
read more
$100 Million
Digital Brands Group, Inc. (NASDAQ: DBGI), a curated collection of lifestyle brands, announced that it has entered into an at-the-market issuance...
read more
$100 Million
Kazia Therapeutics Limited (NASDAQ: KZIA), a clinical-stage oncology-focused biotechnology company, announced the establishment of an at-the-market...
read more
$550 Thousand
Alternative Ballistics Corporation announced the successful completion of a $550,000 convertible note financing with Lendspark Corporation. Net...
read more
$110 Million
Non-Invasive Monitoring Systems, Inc. announced the execution of a definitive merger agreement with Gravitics, Inc., a designer and manufacturer of...
read more
$3.5 Million
Shuttle Pharmaceuticals Holdings, Inc. (NASDAQ: SHPH), a clinical-stage specialty pharmaceutical company focused on improving cancer treatment...
read more
$5 Million
Quantum Computing Inc. (NASDAQ: QUBT), an innovative quantum optics and integrated photonics technology company, announced the successful completion...
read more
$5 Million
VCI Global Limited (NASDAQ: VCIG), a cross-sector platform builder focused on technology, digital infrastructure, and capital market solutions,...
read more
$1.5 Billion
XTEND and JFB Construction Holdings (NASDAQ: JFB) announced the signing of a definitive agreement to combine in an all-stock transaction implying a...
read more
$12 Million
Modular Medical, Inc. (NASDAQ: MODD), an insulin delivery technology company focused on developing user-friendly and affordable insulin patch pumps...
read more
$30 Million
MAIA Biotechnology, Inc. (NYSE American: MAIA), a clinical-stage biopharmaceutical company developing targeted immunotherapies for cancer, announced...
read more
$13.2 Million
Gravitics, Inc., a developer of commercial space station modules and orbital infrastructure, announced the successful completion of a $13,200,000...
read more
$3.95 Million
Healthcare Triangle, Inc. (NASDAQ: HCTI), a provider of digital transformation and cloud solutions to the healthcare and life sciences industries,...
read more
$50.05 Million
Draganfly Inc. (NASDAQ: DPRO) (CSE: DPRO) (FSE: 3U8A), an award-winning developer of drone solutions, software, and robotics, announced it’s...
read more
$13.6 Million
Bimergen Energy Corporation (NYSE American: BESS) closed its underwritten public offering of common stock (or pre-funded warrants) and accompanying...
read more
$2.1 Million
Abits Group Inc. entered into definitive agreements with institutional investors for a $2,100,000 registered direct offering consisting of ordinary...
read more
$24 Million
Rank One Computing Corporation (NASDAQ: ROC) closed its initial public offering of 4,000,000 shares of common stock at $6.00 per share, for gross...
read more
$4.0 Million
Liminatus Pharma, Inc. closed a best-efforts public offering raising approximately $4,000,000 in gross proceeds, consisting of common stock (or...
read more
$19.5 Million
Interactive Strength Inc. (Nasdaq: TRNR) entered into a definitive agreement to acquire Ergatta, a game-based connected fitness company, in a...
read more
$2.0 Million
Iveda Solutions, Inc. priced a registered public offering raising approximately $2,000,000 in gross proceeds, consisting of common stock (or...
read more
$500 Million
Upexi, Inc. entered into an equity line agreement with A.G.P./Alliance Global Partners providing the company with the ability, at its sole discretion,...
read more
$7.4 Million
Upexi entered into a definitive agreement with a single institutional investor for a $7,400,000 registered direct offering, consisting of 6.34 million...
read more
$21 Million
Aspire Biopharma Holdings, Inc. entered into a securities purchase agreement with select institutional and accredited investors for a private...
read more
$253 Million
GigCapital9 Corp., a Cayman Islands-based Private-to-Public Equity (PPE) company, successfully priced and closed a $253,000,000 initial public...
read more
$36 Million
Upexi, Inc. (NASDAQ: UPXI), a leading Solana-focused digital asset treasury company and consumer brands owner, announced that it has entered into a...
read more
$20 Million
Lucosky Brookman LLP served as counsel to Buda Juice in connection with Buda Juice, Inc.’s (NYSE: BUDA) $20 million initial public offering. The...
read more
$5.5 Million
iSpecimen Inc. (Nasdaq: ISPC), an online global marketplace connecting scientists with healthcare specimen providers for medical research, announced...
read more
$1.4 Million
Globavend Holdings Limited (Nasdaq: GVH), an emerging e-commerce logistics provider, announced the pricing of a public offering providing for...
read more
$18 Million
Tron Inc. (Nasdaq: TRON), a publicly traded innovation company focused on blockchain and digital assets, announced the completion of an $18 million...
read more
$2.5 Million
Mangoceuticals, Inc. (NASDAQ: MGRX), a company focused on developing, marketing, and selling health and wellness products via secure telemedicine...
read more
$15.6 Million
AiRWA Inc. (Nasdaq: YYAI), a technology licensing company developing a next-generation RWA-focused exchange for the trading of tokenized U.S....
read more
$50 Million
Kazia Therapeutics Limited (NASDAQ: KZIA), an oncology-focused drug development company based in Sydney, Australia, announced the successful closing...
read more
$320 Million
Precision Aerospace & Defense Group, Inc. (“PAD”), a high-growth aerospace and defense engineering and manufacturing firm, and FACT II...
read more
$12 Million
Healthcare Triangle, Inc. announced that it has entered into a securities purchase agreement with certain institutional investors providing for the...
read more
$10 Million
Upexi, Inc. (NASDAQ: UPXI), a Solana-focused digital asset treasury company and diversified consumer brands owner, announced the successful closing of...
read more
$13.5 Million
E-Home Household Service Holdings Limited announced the successful closing of a registered direct offering resulting in aggregate gross proceeds of...
read more
$6 Million
NanoViricides, Inc. (NYSE American: NNVC) announced the successful closing of its previously announced registered direct offering resulting in...
read more
$4 Million
Caring Brands, Inc. (NASDAQ: CABR), a wellness consumer products company offering a range of OTC and cosmetic products, announced the closing of its...
read more
$15 Million
Off The Hook YS Inc. (NYSE American: OTH), a yacht and boat wholesaler specializing in the buying and selling of yachts and boats, announced the...
read more
$540 Million
Tharimmune, Inc. (NASDAQ: THAR), a publicly traded company seeking to leverage Canton Coin (“CC”) to support the Canton Network’s digitization...
read more
$3.5 Million
Vivakor, Inc. (Nasdaq: VIVK), an integrated energy infrastructure and environmental services company, announced the successful closing of a registered...
read more
$4.05 Million
Safe & Green Holdings Corp. (Nasdaq: SGBX), a modular solutions company focused on sustainable infrastructure, announced the completion of a...
read more
$13 Million
Aqua Metals, Inc. (NASDAQ: AQMS), a sustainable lithium battery recycling company utilizing its proprietary AquaRefining™ technology, announced the...
read more
$400 Million
NANO Nuclear Energy Inc. (Nasdaq: NNE), a leading advanced nuclear energy and technology company, announced the closing of its previously announced...
read more
$750 Million
Quantum Computing Inc. (Nasdaq: QUBT), an innovative, integrated photonics and quantum optics technology company, announced that it has entered into...
read more
$44 Million
JFB Construction Holdings (Nasdaq: JFB), a real estate development and construction company focused on hospitality, commercial, industrial, and...
read more
$41.7 Million
Qualigen Therapeutics, Inc. (Nasdaq: QLGN), a biotechnology company focused on developing treatments for rare cancers and other diseases, has...
read more
$500 Million
Quantum Computing Inc. (Nasdaq: QUBT), an integrated photonics and quantum optics technology company, has entered into securities purchase agreements...
read more
$523 Million
Iron Horse Acquisitions Corp. (NASDAQ: IROH), a special purpose acquisition company, announced the successful completion of its previously announced...
read more
$270 Million
Eightco Holdings Inc. has completed a $270 million private placement to fund the industry’s first Worldcoin (WLD) treasury strategy, the company...
read more
$100 Million
Pineapple Financial Inc. (NYSE American: PAPL), a fintech platform focused on mortgage brokerage innovation and digital finance, has successfully...
read more
$175 Million
CleanCore Solutions, Inc. (NYSE American: ZONE), today announced the closing of its private investment in public equity (PIPE) financing. The offering...
read more
$30 Million
Safety Shot, Inc. (SHOT) has raised $30 million through a $5 million registered direct offering and a $25 million private placement funded with BONK...
read more
$4.38 Million
Synergy CHC Corp. (Nasdaq: SNYR), a leading consumer health and wellness company, today announced the closing of an underwritten public offering of...
read more
$1.5 Billion
ALT5 Sigma Corporation (NASDAQ: ALTS)(FRA: 5AR1), a fintech innovator delivering next-generation blockchain-powered solutions for tokenization,...
read more
$11.22 Million
Digital Brands Group, Inc. (NASDAQ: DBGI), a publicly traded leader in eCommerce and fashion, has commenced trading on The Nasdaq Capital Market under...
read more
$15 Million
Lucosky Brookman LLP represented Titan Partners Group, a division of American Capital Partners, as sole placement agent in a $15 million registered...
read more
$15 Million
Brag House Holdings, Inc., the Gen Z-focused engagement platform operating at the intersection of gaming, college sports, and digital media, has...
read more
$1.74 Million
Tharimmune, Inc. (Nasdaq: THAR), a clinical-stage biotechnology company focused on advancing therapies in immunology and inflammation, has...
read more
$4 Million
iSpecimen Inc. (Nasdaq: ISPC), an online marketplace connecting medical researchers with human biospecimens, has closed its previously announced...
read more
$16.3 Million
Safety Shot, Inc. (Nasdaq: SHOT), a wellness and dietary supplement company, has closed its previously announced $16.3 million financing, consisting...
read more
$25 Million
Draganfly Inc., an award-winning developer of drone solutions, software, and robotics, has successfully closed its previously announced $25 million...
read more
$100 Million
Lucosky Brookman LLC represented Titan Partners in its recent $100 million, private placement of MEI Pharma common stock. In connection with the...
read more
$4 Million
SeaStar Medical Holding Corporation (Nasdaq: ICU), a commercial-stage healthcare company focused on transforming treatments for critically ill...
read more
$27 Million
HeartCore Enterprises, Inc. (Nasdaq: HTCR), a leading enterprise software and digital transformation company headquartered in Tokyo, has entered into...
read more
$15 Million
Globavend Holdings Limited (NASDAQ: GVH), an emerging e-commerce logistics provider, announced the pricing of a public offering of approximately $15...
read more
$200 Million
Lucosky Brookman LLP represented Quantum Computing Inc, an innovative, integrated photonics and quantum optics technology company, in its $200 million...
read more
$500 Million
Congratulations to our client Interactive Strength Inc. (TRNR) on securing a $500 million facility to acquire AI-focused FET tokens. Fetch.ai built...
read more
$200 Million
Upexi (NASDAQ: UPXI) has announced two concurrent private placement offerings totaling $200 million. The first is a $50 million Equity Offering of...
read more
$13.75 Million
Draganfly Inc. (NASDAQ: DPRO) (CSE: DPRO) (FSE: 3U8A) (“Draganfly” or the “Company”), a drone solutions, and systems developer, today...
read more
$100 Million
SRM Entertainment, Inc. (Nasdaq: SRM), announced today that it has entered into a Securities Purchase Agreement (“SPA”) with a private investor...
read more
$1.5 Million
Pineapple Financial Inc. (NYSE American: PAPL), a leading Canadian mortgage technology and brokerage firm focused on delivering innovative solutions...
read more
$100 Million
Upexi, Inc. (NASDAQ: UPXI), a brand owner specializing in the development, manufacturing and distribution of consumer products that has diversified...
read more
$9.8 Million
BeLive Holdings Limited (Nasdaq: BLIV), a Singapore-based provider of live commerce and shoppable short video solutions for international retail...
read more
$3.6 Million
In a significant move to fuel its expansion plans, drone technology innovator Draganfly Inc. (NASDAQ: DPRO) (CSE: DPRO) (FSE: 3U8A) has completed an...
read more
$105 Million
NANO Nuclear Energy Inc. (Nasdaq: NNE), a leading advanced nuclear energy and technology company focused on the development of portable microreactors...
read more
$4 Million
Lucosky Brookman LLP is pleased to announce that it acted as counsel to the underwriter in connection with the initial public offering of FatPipe,...
read more
$2.5 Million
In a significant transaction for the consumer products and beverage sector, American Rebel Holdings, Inc. (NASDAQ: AREB) has secured $2.5 million...
read more
$5 Million
In a significant advancement for pediatric neuromodulation therapy, NeurAxis, Inc. (NYSE American: NRXS) has successfully completed a $5 million...
read more
$8 Million
Lucosky Brookman LLP served as legal counsel to D. Boral Capital LLC in connection with its role as Exclusive Placement Agent for the private...
read more
$12 Million
Lucosky Brookman LLP represented Modular Medical, Inc. (Nasdaq: MODD) in connection with its private placement transaction, expected to generate gross...
read more
$5.75 Million
Shuttle Pharmaceuticals Holdings, Inc. (Nasdaq: SHPH), a discovery and development stage specialty pharmaceutical company focused on improving...
read more
$4.5 Million
Castellum, Inc. (NYSE-American: CTM), a cybersecurity, electronic warfare, and software services company focused on the federal government, has...
read more
$5.9 Million
Brag House Holdings, Inc. (NASDAQ: BRAG), a pioneering media technology platform revolutionizing the casual college gaming experience, has...
read more
$5 Million
Capstone Holding Corp. (NASDAQ: CAPS), a pioneering building products distribution company revolutionizing the construction materials sector, has...
read more
$2.5 Million
ATIF Holdings Limited (NASDAQ: ZBAI), a Lake Forest-based business consulting firm specializing in IPO and M&A advisory services, has successfully...
read more
$6 Million
In a pivotal development for the pain management sector, Virpax Pharmaceuticals, Inc. (NASDAQ: VRPX) has successfully raised $6 million through a...
read more
$100 Million
Quantum Computing Inc. (NASDAQ: QUBT), an innovative integrated photonics and quantum optics technology company, has successfully closed a $100...
read more
$5.1 Million
DatChat, Inc. (NASDAQ: DATS), a secure messaging, social media, and metaverse company, has successfully closed a $5.1 million registered direct...
read more
$1.7 Million
Congratulations to SRM Entertainment, Inc. in successfully closing a $1.7 million registered direct offering. The offering, which closed on December...
read more
$50 Million
Congratulations to Quantum Computing Inc. (NASDAQ: QUBT), a leader in innovative integrated photonics and quantum optics technology, in successfully...
read more
$9.5 Million
Algorhythm Holdings, Inc. (NASDAQ: RIME), a holding company focused on AI-driven technology and consumer electronics, has successfully closed a $9.5...
read more
$12.1 Million
Knightscope, Inc. (NASDAQ: KSCP), a leader in robotics and AI-driven public safety technologies, has successfully priced a $12.1 million firm...
read more
$60 Million
NANO Nuclear Energy Inc. (NASDAQ: NNE), a pioneering advanced nuclear technology company focused on portable clean energy solutions, has successfully...
read more
$8.2 Million
Congratulations to Modular Medical, Inc. (NASDAQ: MODD), a pioneering force in the insulin delivery technology sector, in successfully closing an $8.2...
read more
$3.76 Million
Draganfly Inc. (NASDAQ: DPRO), a pioneer in drone solutions and systems development, has successfully closed a $3.76 million firm commitment...
read more
$40 Million
Quantum Computing Inc. (NASDAQ: QUBT), a leader in integrated photonics and quantum optics technology, has successfully closed a $40 million...
read more
$3 Million
Congratulations to Nature’s Miracle Holding Inc. (NASDAQ: NMHI), a pioneering force in the Controlled Environment Agriculture (CEA) sector, in...
read more
$36 Million
Congratulations to NANO Nuclear Energy Inc. (NASDAQ: NNE), a pioneering force in the advanced nuclear energy sector, in successfully closing an...
read more
$3.25 Million
Northwest Biotherapeutics (“NWBO”), a biotechnology company focused on developing personalized immune therapies for cancer, registered...
read more
$2.8 Million
SOBR Safe, Inc. (NASDAQ:SOBR), provider of next-generation transdermal alcohol detection solutions, announced today that it has received approximately...
read more
$9 Million
Fly-E Group, Inc. (Nasdaq: FLYE) announced the pricing of its initial public offering of 2,250,000 shares of its common stock at an initial public...
read more
$4 Million
Lucosky Brookman LLP is pleased to announce that it has represented Spartan Capital Securities, LLC as they guided their client Siyata Mobile Inc....
read more
$2.6 Million
Agrify Corporation (Nasdaq: AGFY), a pioneering force in providing innovative cultivation and extraction solutions for the burgeoning cannabis...
read more
$2.9 Million
Congratulations to SMX (Security Matters) PLC (NASDAQ: SMX; SMXWW) on the closing of its underwritten public offering. The offering comprised...
read more
$7 Million
Lucosky Brookman is pleased to announce its representation of Kingswood Investments, a division of Kingswood Capital Partners LLC, in Telomir...
read more
$2.7 Million
Our client Castellum, Inc. (NYSE-American: CTM), a prominent player in the cybersecurity, electronic warfare, and software services sector, proudly...
read more
$4 Million
Lucosky Brookman congratulates its client Grom Social Enterprises, Inc. (NASDAQ: GROM; GROMW) in the successful closing of a $4.0 million private...
read more
$1 Billion
Lucosky Brookman’s long-time client SilverSun Technologies, Inc. (Nasdaq:SSNT) and Jacobs Private Equity II, LLC (JPE) have announced a...
read more
$4.7 Million
Lucosky Brookman LLP is pleased to are present Maxim Group LLC in a registered direct and private placement transaction with Worksport Ltd. (Nasdaq:...
read more
$4 Million
Congratulations to Treasure Global Inc (NASDAQ: TGL), the Company, for successfully closing its underwritten public offering. Lucosky Brookman is...
read more
$11 Million
Lucosky Brookman LLP is pleased to announce its representation of EF Hutton, a division of Benchmark Investments, LLC (“EF Hutton”), in...
read more
$3.5 Million
Lucosky Brookman LLP proudly announces its representation of EF Hutton in Pineapple Financial Inc.’s (“Pineapple Financial” or the...
read more
$4.55 Million
PRINCETON, NJ / ACCESSWIRE / October 25, 2023 / Sonnet BioTherapeutics Holdings, Inc. (NASDAQ:SONN) (“we,” “us,”...
read more
$15.2 Million
Singapore, Oct. 18, 2023 (GLOBE NEWSWIRE) — Webuy Global Ltd (Nasdaq: WBUY) (“Webuy” or the “Company”), a Southeast Asian...
read more
$5 Million
Lucosky Brookman is proud to announce its successful representation of Brüush Oral Care Inc. (NASDAQ: BRSH), known for its innovative and...
read more
$3 Million
Lucosky Brookman congratulate its client Grom Social Enterprises, Inc. (NASDAQ: GROM; GROMW) on closing its underwritten public offering, marking a...
read more
$1 Million
Congratulations to our client Recruiter.com Group, Inc. (NASDAQ: RCRT) (NASDAQ: RCRTW) (“Recruiter.com”), a prominent on-demand recruiting...
read more
$5 Million
VCI Global Limited (NASDAQ: VCIG), a cross-sector platform builder focused on technology, digital infrastructure, and capital market solutions,...
read more
$12 Million
Lucosky Brookman is thrilled to announce its successful role as Special Nasdaq Counsel for Newton Golf Inc, fka Sacks Parente Golf, Inc. (NASDAQ:SPGC)...
read more
$6.25 Million
Lucosky Brookman LLP, is delighted to extend its heartfelt congratulations to SRM Entertainment, Inc. on the successful pricing of its initial public...
read more
$6.5 Million
Lucosky Brookman’s client NeurAxis, Inc. (AMEX: NRXS), a pioneering medical technology company specializing in the development of innovative...
read more
$8.9 Million
Lucosky Brookman congratulates its client Kingswood Investments, a division of Kingswood Capital Partners, LLC, in its role as the sole bookrunner in...
read more
$5.65 Million
Lucosky Brookman is proud to announce its representation of Spartan Capital Securities, LLC in Janover Inc.’s initial public offering (IPO)....
read more
$2.25 Million
We are delighted to announce that our client, Chardan Capital Markets LLC, has successfully facilitated a capital raise of $2.25 million for Sonnet...
read more
$3 Million
We are proud to announce that our client, American Rebel Holdings, Inc., has successfully raised $3.0 million through a private placement. The...
read more
$3.2 Million
Congratulations to our client, EF Hutton, a division of Benchmark Investments, LLC, in its role as the sole underwriter and bookrunner, for pricing...
read more
$5 Million
We are excited to announce that our client, EF Hutton, a division of Benchmark Investments, LLC, has successfully closed the underwritten public...
read more
$4 Million
Lucosky Brookman LLP, a leading law firm specializing in corporate finance and securities law, is pleased to congratulate its client, Titan Partners...
read more
$9.4 Million
Lucosky Brookman LLP, a renowned law firm specializing in corporate finance and securities law, is proud to extend its heartfelt congratulations to...
read more
$25 Million
Lucosky Brookman is proud to have supported its client, HeartBeam Inc., a cardiac technology company, in successfully closing a secondary offering of...
read more
$17.5 Million
Lucosky Brookman LLP is proud to announce its role as Special NASDAQ Counsel to U Power Limited (“U Power” or the “Company”),...
read more
$5 Million
Lucosky Brookman LLP is proud to announce its role as Special NASDAQ Counsel to Mangoceuticals, Inc. (“MangoRx” or the...
read more
$3.5 Million
Lucosky Brookman is proud to congratulate their client, SOBR, on their successful partnership with Aegis Capital Corp. As a trusted legal advisor to...
read more
$7.5 Million
Lucosky Brookman LLP is proud to announce its role as Special NASDAQ Counsel to Lucy Scientific Discovery, Inc. in connection with the successful...
read more
$15 Million
Lucosky Brookman LLP congratulates its clients Chardan Capital Markets LLC in closing the offering of 13,888,888 shares of common stock and investor...
read more
$3 Million
Lucosky Brookman LLP congratulates its client, Grom Social Enterprises, Inc. (NASDAQ: GROM) (the “Company”), a media, technology and entertainment...
read more
$90 Million
Lucosky Brookman LLP congratulates its client Unique Logistics International, Inc. (NASDAQ: UNQL), a global logistics and freight forwarding...
read more
$12 Million
Lucosky Brookman LLP congratulates its client, Adamas One Corp. (NASDAQ: JEWL) (the “Company”), The Original Lab-Grown Diamond Company ™, a...
read more
$228 Million
Lucosky Brookman LLP congratulates its client Chardan Capital Markets LLC which served as M&A and capital advisor in connection with a definitive...
read more
$60 Million
Lucosky Brookman LLP congratulates its client, TenX Keane Acquisition (NASDAQ: TENK; TENKU) (the “Company”), a newly incorporated blank check...
read more
$5 Million
Lucosky Brookman LLP congratulates its client, Connexa Sports Technologies, Inc. (NASDAQ: CNXA) on the closing of its $5 Million private placement...
read more
$6 Million
Lucosky Brookman LLP congratulates its client, SOBR Safe, Inc. (NASDAQ: SOBR), providers of industry-leading alcohol screening solutions, in the...
read more
$5 Million
Lucosky Brookman LLP congratulates its client, Mill City Ventures III, Ltd. (NASDAQ:MCVT), a non-bank lender and specialty finance company, on its...
read more
$6.58 Million
Lucosky Brookman congratulates its client, Spartan Capital on its successful $6.58 million underwritten public offering of Nocera, Inc. (NASDAQ:...
read more
$11.7 Million
Lucosky Brookman congratulates its client, EF Hutton, division of Benchmark Investments, LLC, on its successful upsized $11.7 million public offering...
read more
$15.5 Million
Lucosky Brookman congratulates its client, Brüush Oral Carel, Inc. (Nasdaq:BRSH) (the “Company”), on the pricing of its initial public offering...
read more
$13 Million
Lucosky Brookman congratulates its client American Rebel Holdings, Inc. (NASDAQ: AREB) (NASDAQ: AREBW) (the “Company”), a designer and marketer of...
read more
$5.6 Million | Private Placement
Lucosky Brookman congratulates its client, Brain Scientific, (OTCQB: BRSF) (the “Company”), a medical technology company with multiple...
read more
$4.2 Million
Lucosky Brookman LLP congratulates its client, Connexa Sports Technologies Inc. (NASDAQ: CNXA), on offering of $4.2 million of its common stock and...
read more
$4 million
Lucosky Brookman congratulates its client, EF Hutton, division of Benchmark Investments, LLC, on its successful $4 million underwritten public...
read more
$10 Million
Lucosky Brookman LLP congratulates SOBR Safe, Inc. (NASDAQ: SOBR), providers of innovative solutions for alcohol policy management, on its successful...
read more
$8 Million
Lucosky Brookman LLP congratulates its client, Vivakor, Inc. (NASDAQ: VIVK), a socially responsible operator, acquirer and developer of clean energy...
read more
$18 Million
Lucosky Brookman LLP successfully represented the Special Committee of the Board of Directors of a publicly traded manufacturer of telecommunications...
read more
$16.3 Million
Lucosky Brookman congratulates its client, EF Hutton, division of Benchmark Investments, LLC, on its successful $16.3 million initial public offering...
read more
$9.5 Million
Lucosky Brookman LLP congratulates its client, BiondVax Pharmaceuticals Ltd. (NASDAQ: BVXV) on its successful closing of an underwritten public...
read more
$8.0 Million
Lucosky Brookman congratulates its client, EF Hutton on its successful public offering of $8.0 million of common stock of Applied UV, Inc. (Nasdaq:...
read more
$10.5 Million
Lucosky Brookman LLP congratulates its Australian client, Advanced Human Imaging Limited (ASX:AHI) (NASDAQ: AHI) on its successful closing of its U.S....
read more
$100 Million
Lucosky Brookman LLP is pleased to share that its client GreenBox POS (Nasdaq: GBOX) (the “Company”), an emerging fintech company that leverages...
read more
$100 Million
Lucosky Brookman congratulates its client, EF Hutton, division of Benchmark Investments, LLC, on its successful $100 million initial public offering...
read more
$16.5 Million
Lucosky Brookman LLP congratulates its client, Heartbeam, Inc. (Nasdaq: BEAT), a developmental stage digital healthcare company with a proprietary ECG...
read more
$13 Million
Lucosky Brookman congratulates its client, EF Hutton, division of Benchmark Investments, LLC, on its successful $13.0 million initial public offering...
read more
$19.8 Million
Lucosky Brookman LLP congratulates its client, SurgePays, Inc. (Nasdaq: SURG) on its successful public offering of $19.8 million of common stock and...
read more
$11 Million
Lucosky Brookman congratulates its client, Slinger Bag, Inc. (OTCQB: SLBG), on successfully completing its $11 million private placement offering....
read more
$18 Million
Lucosky Brookman LLP congratulates its client, Maxim Group LLC on its successful public offering of $18 Million of Worksport Ltd. (Nasdaq-CM: WKSP;...
read more
$12 Million
Lucosky Brookman LLP is pleased to share that on June 30, 2021, its client Recruiter.com Group, Inc. (OTCQB: RCRT), an on-demand recruiting platform,...
read more
$3 Million
Lucosky Brookman LLP is pleased to share that on June 29, 2021, its client NaturalShrimp, Inc. (OTCQB: SHMP), a Biotechnology Aquaculture Company that...
read more
$6 Million
Lucosky Brookman LLP congratulates its client EF Hutton, a division of Benchmark Investments, LLC, on its successful $6.0 Million Underwritten Public...
read more
$2.6 Million
Lucosky Brookman LLP is pleased to share that on June 21, 2021, its client Creatd Inc. (Nasdaq CM: CRTD), closed its underwritten public offering of...
read more
$15 Million
Lucosky Brookman LLP is pleased to share that on June 03, 2021, its client LifeMd, Inc. (NASDAQ: LFMD), a leading direct-to-patient telehealth...
read more
$8.88 Million
Lucosky Brookman LLP is pleased to share that on July 7, 2021 its client, Joseph Gunnar & Co. LLC, successfully served as underwriter in...
read more
$3.5 Million
Lucosky Brookman LLP is pleased to share that on May 27, 2021 its client Ammo, Inc., (NASDAQ: POWW) consummated a firm commitment public offering of...
read more
$4.7 Million
Lucosky Brookman LLP is pleased to announce that its client Creatd, Inc. (NASDAQ: CRTD) entered into a securities purchase agreement with three...
read more
$9.0 Million
Lucosky Brookman LLP represented Integrated Ventures, Inc. in the Closing of $9.0 Million Registered Direct Offering. Integrated Ventures, Inc....
read more
$17 Million
Lucosky Brookman represented underwriter EF Hutton in $17 Million Public Offering of SPAC IMAC Holdings, Inc Common Shares. IMAC intends to use the...
read more
$115 Million
Lucosky Brookman represents client AMMO, Inc (NASDAQ: POWW) in their closing of $115 Million Underwritten Public Offering. Ammo closed an...
read more
$50.1 Million
Lucosky Brookman represents client GreenBox POS in the closing of $50.1 Million Public Offering and Uplist to Nadsdaq. GreenBox closed its...
read more
$30 Million
Lucosky Brookman represents client Esports Entertainment Group, Inc. (NASDAQ: GMBL) (NASDAQ: GMBLW) in the closing of $30 Million Registered Direct...
read more
$100 Million
Lucosky Brookman represented underwriter EF Hutton in $100 Million Initial Public Offering of SPAC American Acquisition Opportunity, Inc. Common...
read more
$10.3 Million
Lucosky Brookman LLP represents Underwriter Maxim Group LLC in the Closing of $10.3 Million Offering with GeoVax Labs, Inc. GeoVax Labs, Inc, ...
read more
$18 Million
Lucosky Brookman LLP represents client, AMMO, Inc. (NASDAQ: POWW), a premier American ammunition and munition components manufacturer and technology...
read more
$20 Million
Lucosky Brookman counseled its client, Digerati Technologies, Inc. (OTCQB: DTGI), a provider of cloud services specializing in UCaaS (Unified...
read more
$16 Million
Lucosky Brookman represented its client, Conversion Labs, Inc., a direct-to-consumer telemedicine and wellness company, in connection with a $16...
read more
$12.6 Million
Lucosky Brookman served as lead counsel to Siyata Mobile Inc. (TSX-V: SIM) (FRA: WK3D) (NASDAQ: SYTA, SYTAW) in closing its U.S. initial public...
read more
$8.4 Million
Lucosky Brookman acted as lead counsel to Esports Entertainment Group, Inc. (NasdaqCM: GMBL) in connection with its successful uplist to the NASDAQ...
read more
$8.1 Million
Lucosky Brookman acted as lead counsel to its client, Duos Technologies Group, Inc. (NASDAQ: DUOT), in connection with the Company’s uplisting...
read more
$12 Million
Lucosky Brookman serves as lead counsel for its client, Unique Logistics Holdings, Inc., in connection with a $12 Million senior secured factoring...
read more
$18.5 Million | Corporate & Securities
Lucosky Brookman LLP acted as lead counsel to its client, Blink Charging Co. (NASDAQ: BLNK), in connection with the Company’s uplisting to the...
read more
$7.8 Million
Creatd, Inc. (NASDAQ: CRTD) priced its underwritten public offering of 1,725,000 units of securities at an offering price of $4.50 per unit. In...
read more
$11.5 Million
Lucosky Brookman LLP successfully represented its client, SilverSun Technologies, Inc. in connection with SilverSun’s sale of its wholly owned...
read more
$11 Million
Lucosky Brookman LLP acted as lead counsel to its client, Duos Technologies Group, Inc. (NASDAQ: DUOT), in connection with the Company’s private...
read more
$12.8 Million
GeoVax Labs, Inc. (NASDAQ: GOVX, GOVXW), a biotechnology company developing human immunotherapies and vaccines against infectious diseases, closed its...
read more
$6 Million
Lucosky Brookman LLP represented Akers Biosciences, Inc. in connection with its $6 million registered public offering of common stock. The transaction...
read more
$3.5 Million
Conversion Labs, Inc., (OTCQB: CVLB), a direct-to-consumer telemedicine and wellness company, completes an equity investment by a select group of...
read more
$3.38 Million
Lucosky Brookman LLP successfully represented its client, Spartan Capital Securities LLC, as Placement Agent, in connection with the registered direct...
read more
$1.33 Million
Lucosky Brookman LLP successfully represented its client, Spartan Capital Securities LLC, as Exclusive Placement Agent, in connection with the...
read more
$1.0 Million
Lucosky Brookman LLP successfully represented its client, Spartan Capital Securities LLC, as Exclusive Placement Agent, in connection with the...
read more
$2 Million
Lucosky Brookman represented its client Unique Logistics Holdings Inc. in connection with the Company’s merger with Innocap, Inc....
read more
$12.4 Million
Lucosky Brookman LLP acted as lead counsel to its client, Meridian Waste Solutions, Inc, in connection with the Company’s uplisting to NASDAQ...
read more
$2.2 Million
Lucosky Brookman LLP acted as counsel to its client, a privately held California based chain of retail hydroponic stores, in connection with a $2.2...
read more
$2 Million
Lucosky Brookman LLP successfully represented its client, a Nasdaq listed rapid health technologies company, in connection with a follow-on offering...
read more
$4.25 Million
Lucosky Brookman LLP successfully represented its client, an Illinois based publicly traded manufacturing and construction company specializing in the...
read more
$1.5 Million
Lucosky Brookman LLP successfully represented its client, a publicly traded California based developer, owner and operator of high-volume carbohydrate...
read more
$5 Million
Lucosky Brookman LLP successfully represented its client, a publicly traded New York based biomedical company, in connection with a private placement...
read more
$1.5 Million
Lucosky Brookman LLP acted as lead counsel to its client, a New Jersey based service provider and reseller of software solutions, in connection with a...
read more
$3 Million
Lucosky Brookman LLP successfully represented its client, a privately held New Jersey based producer and distributor of digital media content, in...
read more
$2 Million
Lucosky Brookman LLP successfully represented its client, a New Jersey based publicly traded distributor and marketer of frozen foods, in connection...
read more
$35 Million
Lucosky Brookman LLP is pleased to share that its client Esports Entertainment Group, Inc. (Nasdaq: GMBL) has closed on the sale of $35 million 8.0%...
read moreRelated News
