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SEC's Expansive Broker-Dealer Enforcement Under Fire: An In-Depth Examination
White Collar

SEC's Expansive Broker-Dealer Enforcement Under Fire: An In-Depth Examination

A high-profile Freedom of Information Act (FOIA) lawsuit brought by law firm Gibson, Dunn & Crutcher against the Securities and Exchange Commission (SEC) has thrown an intense spotlight on conc...

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A New Era for Microcap Companies: The Impact of the 2023 Amendments to the Delaware General Corporation Law on Stock Splits
Securities

A New Era for Microcap Companies: The Impact of the 2023 Amendments to the Delaware General Corporation Law on Stock Splits

The proposed 2023 amendments to the Delaware General Corporation Law (DGCL) are poised to revolutionize the corporate landscape, particularly for microcap companies. These amendments, which aim to ...

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The SEC's Charges Against Former MusclePharm Executives: Implications for Microcap Markets
Securities

The SEC's Charges Against Former MusclePharm Executives: Implications for Microcap Markets

On June 27, 2023, the Securities and Exchange Commission (SEC) filed a settled complaint against former executives of MusclePharm Corp., a Las Vegas-based nutritional supplement company. The charge...

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Digital Securities Get Green Light for OTC Markets Trading: FINRA Approval Announced
Securities

Digital Securities Get Green Light for OTC Markets Trading: FINRA Approval Announced

As the wave of regulatory scrutiny from the SEC intensifies against the world of cryptocurrencies, including substantial legal actions against giants such as Binance, the world's leading crypto ass...

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Navigating the Complexities of Financing Related Provisions in Acquisition Agreements
Corporate Finance

Navigating the Complexities of Financing Related Provisions in Acquisition Agreements

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The SEC's Case Against Insight Venture Management LLC: A Detailed Analysis from a Microcap Perspective
Securities

The SEC's Case Against Insight Venture Management LLC: A Detailed Analysis from a Microcap Perspective

On June 20, 2023, the Securities and Exchange Commission (SEC) charged New York-based investment adviser Insight Venture Management LLC with overcharging management fees and failing to disclose a c...

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Defense Attorneys in SEC Enforcement Investigations
White Collar

Defense Attorneys in SEC Enforcement Investigations

In a recent address at the Securities Enforcement Forum West Conference, Gurbir Grewal, the Director of the Division of Enforcement for the U.S. Securities and Exchange Commission (SEC), made headl...

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Whistleblower Awards - Largest SEC Payouts of 2022
White Collar

Whistleblower Awards - Largest SEC Payouts of 2022

The SEC whistleblower program allows individuals to anonymously report potential securities law violations in exchange for financial rewards if their tip leads to successful SEC enforcement actions...

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Filling the Gap: The Role of Public Finance in Addressing Labor Scarcity
Public Finance

Filling the Gap: The Role of Public Finance in Addressing Labor Scarcity

As we cross the midpoint of 2023, labor scarcity is emerging as a pressing economic issue in many countries. From aging populations to skill mismatches, several factors contribute to this labor sho...

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SPAC Litigation: An In-Depth Analysis of Recent Legal Trends
White Collar

SPAC Litigation: An In-Depth Analysis of Recent Legal Trends

Special Purpose Acquisition Companies (SPACs) experienced a meteoric rise in 2020, serving as a popular vehicle for taking emerging private companies public. However, increased regulatory oversight...

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Recent Articles

You Can’t Teach Hungry: The Growth Mindset Behind Every Multi-Million-Dollar Book of Business
Business Development
You Can’t Teach Hungry: The Growth Mindset Behind Every Multi-Million-Dollar Book of Business
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PFAS Exposure: The Billion-Dollar Claims Category on the Horizon
Insurance
PFAS Exposure: The Billion-Dollar Claims Category on the Horizon
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PFAS: The Next Wave of Toxic Tort Litigation
Insurance
PFAS: The Next Wave of Toxic Tort Litigation
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