The Securities and Exchange Commission (SEC) is set to adopt a more aggressive enforcement approach in 2022 under the new leadership of Enforcement Director Gurbir Grewal. This new direction is exp...
Shareholder activism experienced a watershed year in 2022, with activists securing board seats, forcing strategy changes, and eliciting record settlements. Looking ahead, activism shows no signs of...
As we usher in the new year of 2023, the ghost of the 2008 financial crisis looms large in the collective consciousness of the global economy. The scars of that tumultuous period have engendered a ...
Throughout 2022, while larger capital markets experienced a slowdown, the Micro-Cap IPO marketplace remained relatively active. In this blog post, we analyze the state of the Micro-Cap IPO market i...
In a landmark ruling on December 5, 2022, the U.S. District Court for the Southern District of New York dismissed three of the five charges against former New York Lieutenant Governor Brian Benjami...
As we approach the end of 2022, one of the most striking trends in the Special Purpose Acquisition Company (SPAC) market has been the record number of terminated SPAC deals. This is a significant s...
As we approach the end of 2022, it is increasingly clear that the challenges brought about by the COVID-19 pandemic are far from over. As economies worldwide attempt to recover, one of the key conc...
The Department of Justice (DOJ) recently issued a memorandum, commonly referred to as the "Monaco Memo," which outlines the DOJ's approach to corporate criminal conduct, particularly focusing on a ...
In a groundbreaking legal development, the United States Department of Justice (DOJ) recently initiated its inaugural prosecution of a corporate entity for providing material support to terrorist o...
In the wake of relentless legal battles involving small-cap and penny stock convertible debt lenders, the SEC has put forth changes aimed at modifying the concept of a “dealer” as per the Excha...
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