Earlier this month, the legal community closely watched as attorneys for an undisclosed law firm presented arguments before the Supreme Court, advocating for a broader interpretation of the attorne...
The Securities and Exchange Commission (SEC) took steps on December 14, 2022, to bolster Rule 10b5-1 under the Securities Exchange Act of 1934, better known as the "Exchange Act". These changes wer...
The legal profession is multifaceted, often requiring attorneys to don various hats. Beyond providing legal guidance, lawyers are frequently consulted for non-legal advice, sometimes within the sam...
The Securities and Exchange Commission (SEC) is set to adopt a more aggressive enforcement approach in 2022 under the new leadership of Enforcement Director Gurbir Grewal. This new direction is exp...
Shareholder activism experienced a watershed year in 2022, with activists securing board seats, forcing strategy changes, and eliciting record settlements. Looking ahead, activism shows no signs of...
As we usher in the new year of 2023, the ghost of the 2008 financial crisis looms large in the collective consciousness of the global economy. The scars of that tumultuous period have engendered a ...
Throughout 2022, while larger capital markets experienced a slowdown, the Micro-Cap IPO marketplace remained relatively active. In this blog post, we analyze the state of the Micro-Cap IPO market i...
In a landmark ruling on December 5, 2022, the U.S. District Court for the Southern District of New York dismissed three of the five charges against former New York Lieutenant Governor Brian Benjami...
As we approach the end of 2022, one of the most striking trends in the Special Purpose Acquisition Company (SPAC) market has been the record number of terminated SPAC deals. This is a significant s...
The NYSE submitted a proposed rule change to the SEC that would revise the initial listing requirements.
...
Never miss a beat with the latest insights, stories, and news from our blog. By providing your email address, you'll receive a notification each time we publish a new blog post.