The U.S. Securities and Exchange Commission (SEC) pursues an extensive rulemaking agenda each year that shapes the regulatory landscape for public companies, investment firms, advisors and brokers ...
As we move forward in 2023, we are witnessing a digital revolution that is redefining the financial landscape. At the forefront of this revolution are digital assets, which include cryptocurrencies...
In an era where technology is deeply integrated into the workplace, New York has taken a significant step to protect employee privacy. Effective from May 7, 2022, New York's newly enacted statute, ...
Insider trading remains among the top enforcement priorities for both the U.S. Securities and Exchange Commission (SEC) and Department of Justice (DOJ). Major insider trading prosecutions often gra...
As we progress further into the 21st century, the reality of climate change and its wide-ranging impact on every facet of our lives has become increasingly evident. The economic and financial secto...
Earlier this month, the legal community closely watched as attorneys for an undisclosed law firm presented arguments before the Supreme Court, advocating for a broader interpretation of the attorne...
The Securities and Exchange Commission (SEC) took steps on December 14, 2022, to bolster Rule 10b5-1 under the Securities Exchange Act of 1934, better known as the "Exchange Act". These changes wer...
The legal profession is multifaceted, often requiring attorneys to don various hats. Beyond providing legal guidance, lawyers are frequently consulted for non-legal advice, sometimes within the sam...
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