We advise investors and issuers in structuring and executing convertible note transactions across public and private markets. Our team regularly negotiates complex convertible instruments designed to balance downside protection with equity upside participation.

Our experience includes:

• Public company convertible notes (registered and private placements)
• Pre-IPO and growth-stage convertible bridge financings
• Structured convertibles with price protection and reset features
• OID structures, warrants, and hybrid debt-equity instruments
• Conversion mechanics, beneficial ownership blockers, and exchange caps
• Registration rights and resale registration strategies

We understand the regulatory overlay that accompanies convertible transactions in public companies, including exchange rules, shareholder approval requirements, reverse split considerations, and ongoing reporting obligations. Our focus is on creating instruments that are commercially viable, legally durable, and executable in fast-moving capital markets environments.

We represent issuers and investors in equity line of credit transactions, including standby equity purchase agreements and committed equity facilities.

These structures provide flexible access to capital while minimizing dilution and market disruption when properly structured. Our team advises on:

• Equity purchase agreements and drawdown mechanics
• Exchange rule compliance and shareholder approval thresholds
• Resale registration statements and takedown procedures
• Volume limitations and beneficial ownership blockers
• Pricing formulas and market-based discount structures
• Integration considerations with concurrent offerings

Given our deep capital markets experience, we understand how these facilities interact with uplistings, PIPEs, reverse mergers, and other strategic transactions. We structure equity lines to support growth initiatives while maintaining regulatory compliance and investor protections.

We structure, negotiate, and document a broad range of senior and subordinated credit facilities across industries and market segments.

Our experience includes:

• Single-lender and syndicated term loan facilities
• Asset-based lending (ABL) and acquisition financings
• Revolving credit facilities and letter of credit transactions
• First-lien, second-lien, and mezzanine structures
• Bridge and transitional financing
• Cross-border secured lending

We advise clients on covenant structuring, collateral packages, guaranty structures, priority issues, and inter-lender dynamics. Our approach emphasizes clarity, enforceability, and commercial precision, ensuring that the credit architecture supports the client’s operational and strategic objectives.

When financial performance deteriorates or market conditions shift, decisive and strategic action becomes critical. We represent lenders, investors, and borrowers in restructurings, distressed situations, and secondary loan transactions.

Our services include:

• Consensual restructurings and debt recapitalizations
• Debt-for-equity conversions and balance sheet remediation
• Forbearance agreements and covenant resets
• Collateral enforcement and recovery strategies
• Distressed asset sales and loan portfolio transfers
• Strategic advisory in pre-bankruptcy and in-court contexts

We focus on maximizing recovery, preserving enterprise value, and creating negotiated outcomes wherever possible. When enforcement becomes necessary, we pursue structured and disciplined strategies designed to protect our client’s position and optimize financial outcomes.