Firm News

The Latest News from Lucosky Brookman

Lucosky Brookman is a leader in the representation of small and micro-cap companies. The Firm has led it clients through numerous capital raise transaction and over a dozen uplisting and initial public offering transactions.  Access the latest news about Lucosky Brookman, our clients’ business transactions and industry updates here. 

Lucosky Brookman LLP Acts as Company Counsel to Vivakor, Inc. on $3.5 Million Registered Direct Offering

Vivakor, Inc. (Nasdaq: VIVK), an integrated energy infrastructure and environmental services company, announced the successful closing of a registered direct offering of 10,909,090 shares of common stock and 5,000,000 pre-funded warrants for gross proceeds of approximately $3.5 million.

The offering was completed with a single fundamental institutional investor, and the net proceeds will be used for general corporate purposes. The securities were offered pursuant to a “shelf” registration statement on Form S-3 (File No. 333-289881) previously declared effective by the SEC.

D. Boral Capital LLC acted as exclusive placement agent for the offering. Lucosky Brookman LLP acted as company counsel to Vivakor, Inc.