Corporate Finance
Navigating the Complexities of Down-Round Financing: Protecting Stakeholder Interests
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Securities
Modernizing Shareholder Disclosure: SEC Adopts Amendments to Schedules 13D and 13G Filing Rules
Securities
Four Crucial Implications of the SEC's Revised Beneficial-Ownership Regulations
Securities
Navigating the SEC’s Newly Introduced Regulations on Short-Selling: An In-Depth Analysis
Securities
A New Era for Microcap Companies: The Impact of the 2023 Amendments to the Delaware General Corporation Law on Stock Splits
The proposed 2023 amendments to the Delaware General Corporation Law (DGCL) are poised to revolutionize the corporate landscape, particularly for microcap companies. These amendments, which aim to ...
Securities
The SEC's Charges Against Former MusclePharm Executives: Implications for Microcap Markets
On June 27, 2023, the Securities and Exchange Commission (SEC) filed a settled complaint against former executives of MusclePharm Corp., a Las Vegas-based nutritional supplement company. The charge...
Securities
Digital Securities Get Green Light for OTC Markets Trading: FINRA Approval Announced
As the wave of regulatory scrutiny from the SEC intensifies against the world of cryptocurrencies, including substantial legal actions against giants such as Binance, the world's leading crypto ass...
Securities
The SEC's Case Against Insight Venture Management LLC: A Detailed Analysis from a Microcap Perspective
On June 20, 2023, the Securities and Exchange Commission (SEC) charged New York-based investment adviser Insight Venture Management LLC with overcharging management fees and failing to disclose a c...
Securities
Accelerated Settlement Cycle Enforced by SEC
The Securities and Exchange Commission (SEC) made an impactful regulatory change on February 15, 2023, trimming down the standard settlement cycle to one business day (T+1) from the previous two bu...
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