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NYSE Amends Shareholder Approval Rules for Easier Securities Transactions
Securities

NYSE Amends Shareholder Approval Rules for Easier Securities Transactions

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Modernizing Shareholder Disclosure: SEC Adopts Amendments to Schedules 13D and 13G Filing Rules
Securities

Modernizing Shareholder Disclosure: SEC Adopts Amendments to Schedules 13D and 13G Filing Rules

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Navigating the SEC's New Clawback Rule: What Public Companies Need to Know
Securities

Navigating the SEC's New Clawback Rule: What Public Companies Need to Know

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Four Crucial Implications of the SEC's Revised Beneficial-Ownership Regulations
Securities

Four Crucial Implications of the SEC's Revised Beneficial-Ownership Regulations

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Navigating the SEC’s Newly Introduced Regulations on Short-Selling: An In-Depth Analysis
Securities

Navigating the SEC’s Newly Introduced Regulations on Short-Selling: An In-Depth Analysis

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A New Era for Microcap Companies: The Impact of the 2023 Amendments to the Delaware General Corporation Law on Stock Splits
Securities

A New Era for Microcap Companies: The Impact of the 2023 Amendments to the Delaware General Corporation Law on Stock Splits

The proposed 2023 amendments to the Delaware General Corporation Law (DGCL) are poised to revolutionize the corporate landscape, particularly for microcap companies. These amendments, which aim to ...

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The SEC's Charges Against Former MusclePharm Executives: Implications for Microcap Markets
Securities

The SEC's Charges Against Former MusclePharm Executives: Implications for Microcap Markets

On June 27, 2023, the Securities and Exchange Commission (SEC) filed a settled complaint against former executives of MusclePharm Corp., a Las Vegas-based nutritional supplement company. The charge...

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Digital Securities Get Green Light for OTC Markets Trading: FINRA Approval Announced
Securities

Digital Securities Get Green Light for OTC Markets Trading: FINRA Approval Announced

As the wave of regulatory scrutiny from the SEC intensifies against the world of cryptocurrencies, including substantial legal actions against giants such as Binance, the world's leading crypto ass...

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The SEC's Case Against Insight Venture Management LLC: A Detailed Analysis from a Microcap Perspective
Securities

The SEC's Case Against Insight Venture Management LLC: A Detailed Analysis from a Microcap Perspective

On June 20, 2023, the Securities and Exchange Commission (SEC) charged New York-based investment adviser Insight Venture Management LLC with overcharging management fees and failing to disclose a c...

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Accelerated Settlement Cycle Enforced by SEC
Securities

Accelerated Settlement Cycle Enforced by SEC

The Securities and Exchange Commission (SEC) made an impactful regulatory change on February 15, 2023, trimming down the standard settlement cycle to one business day (T+1) from the previous two bu...

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Recent Articles

ANALYZING LEGAL IMPLICATIONS OF DIGITAL TRANSFORMATION IN PUBLIC FINANCE
Public Finance
ANALYZING LEGAL IMPLICATIONS OF DIGITAL TRANSFORMATION IN PUBLIC FINANCE
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KEY FACTORS IN STRUCTURING SPECIAL ASSESSMENT DISTRICTS FOR PUBLIC INFRASTRUCTURE FINANCING
Public Finance
KEY FACTORS IN STRUCTURING SPECIAL ASSESSMENT DISTRICTS FOR PUBLIC INFRASTRUCTURE FINANCING
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THE ROLE OF PUBLIC FINANCE IN ECONOMIC DEVELOPMENT AND JOB CREATION
Public Finance
THE ROLE OF PUBLIC FINANCE IN ECONOMIC DEVELOPMENT AND JOB CREATION
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