Employment
The FTC's Noncompete Ban: A Landmark Rule Facing Legal Challenges
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Securities
Modernizing Shareholder Disclosure: SEC Adopts Amendments to Schedules 13D and 13G Filing Rules
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Defending Accountants and Auditors in SEC Rule 102(e) Actions: In-Depth Guide for Counsel
Allegations of engaging in improper professional conduct or violating professional standards may prompt the Securities and Exchange Commission (SEC) to institute disciplinary proceedings against ac...
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SEC Enforcement Spotlight on Inadequate Executive Perquisites Disclosures: Risk Mitigation Strategies for Public Companies
The Securities and Exchange Commission (SEC) closely scrutinizes the nature and extent of executive officer perquisites and personal benefits disclosed by public companies in annual proxy materials...
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Unregistered Finders in Microcap Private Placements
Hiring unregistered finders to solicit investors or facilitate private placement transactions carries major legal risks for microcap companies needing to raise capital. Avoiding violations requires...
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Avoiding Trouble: Proper Disclosure of Beneficial Owners and Executive Officers at Microcaps
Failing to properly disclose accumulating beneficial ownership exceeding 5% and concealing the identity of true executive officers guiding corporate strategy poses substantial regulatory risks for ...
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