As COVID-19 disruptions persist, the US Securities and Exchange Commission (SEC) recently issued comprehensive guidance for companies planning their annual meetings, acknowledging the practical cha...
In the realm of public finance, one of the most significant and often contentious budget items is payroll. As a public finance lawyer, I've been closely observing the escalating payroll budgets in ...
The U.S. Securities and Exchange Commission (SEC) issued proposed amendments to Rule 10b5-1 under the Securities Exchange Act of 1934 on December 15, 2021. These amendments aim to strengthen invest...
On November 29, 2021, the Securities and Exchange Commission (SEC) released guidance on the accounting treatment of "spring-loaded awards" presented to executives. Spring-loaded awards are share-ba...
As we enter 2022, several major insider trading cases are on the horizon that could set new precedents in this area of securities law. Insider trading refers to the unlawful trading of a public com...
Inflation, the general increase in prices and fall in the purchasing value of money, has been a significant economic factor in 2021. As a public finance lawyer, I've been closely monitoring the eff...
The NYSE submitted a proposed rule change to the SEC that would revise the initial listing requirements.
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