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From April To September: Nasdaq’s Microcap Listing Rule Changes And Proposals
Securities

From April To September: Nasdaq’s Microcap Listing Rule Changes And Proposals

Managing Partner Joseph Lucosky explains how Nasdaq’s 2025 rule changes are raising the bar for microcap IPOs and reshaping access to the public markets.

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IPO Readiness Versus Audit Readiness: What Emerging Growth Companies Really Need
Securities

IPO Readiness Versus Audit Readiness: What Emerging Growth Companies Really Need

Managing Partner Joseph Lucosky explains why audit readiness, not full IPO readiness, is the critical first step for emerging growth companies going public.

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Direct Listings For Microcap Companies: A Smart Alternative In A Post-Nasdaq Rule World
Securities

Direct Listings For Microcap Companies: A Smart Alternative In A Post-Nasdaq Rule World

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New Nasdaq Rules Reshape The IPO Path For Microcap Companies
Securities

New Nasdaq Rules Reshape The IPO Path For Microcap Companies

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NYSE Amends Shareholder Approval Rules for Easier Securities Transactions
Securities

NYSE Amends Shareholder Approval Rules for Easier Securities Transactions

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Modernizing Shareholder Disclosure: SEC Adopts Amendments to Schedules 13D and 13G Filing Rules
Securities

Modernizing Shareholder Disclosure: SEC Adopts Amendments to Schedules 13D and 13G Filing Rules

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Navigating the SEC's New Clawback Rule: What Public Companies Need to Know
Securities

Navigating the SEC's New Clawback Rule: What Public Companies Need to Know

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Four Crucial Implications of the SEC's Revised Beneficial-Ownership Regulations
Securities

Four Crucial Implications of the SEC's Revised Beneficial-Ownership Regulations

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Navigating the SEC’s Newly Introduced Regulations on Short-Selling: An In-Depth Analysis
Securities

Navigating the SEC’s Newly Introduced Regulations on Short-Selling: An In-Depth Analysis

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A New Era for Microcap Companies: The Impact of the 2023 Amendments to the Delaware General Corporation Law on Stock Splits
Securities

A New Era for Microcap Companies: The Impact of the 2023 Amendments to the Delaware General Corporation Law on Stock Splits

The proposed 2023 amendments to the Delaware General Corporation Law (DGCL) are poised to revolutionize the corporate landscape, particularly for microcap companies. These amendments, which aim to ...

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Recent Articles

The Underused Potential of the Offer to Compromise in New York
Insurance
The Underused Potential of the Offer to Compromise in New York

Scott Taffet discusses how New York litigators are overlooking the Offer to Compromise as a powerful but underused settlement tool.

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The Empire State’s PFAS Front: Legal Trends With National Impact
Insurance
The Empire State’s PFAS Front: Legal Trends With National Impact

Adam J. Golub discusses how New York has rapidly become a national force in PFAS regulation and litigation.

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Why Justices Must Act To End Freight Broker Liability Split
Insurance
Why Justices Must Act To End Freight Broker Liability Split

Steven Saal discusses the growing circuit split over federal preemption of freight broker liability, signaling likely Supreme Court review.

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