Imagine corporate and securities lawyers who are as interested in your business as you are. Who understand and value it and who are prepared to work with you to create it, grow it, protect it and ultimately maximize your return on it. Who will help you to finance it, or bring it to the public markets, or eventually sell it. Imagine lawyers with passion, creativity and, most importantly, dedication. This is the essence of Lucosky Brookman.
The Firm provides sophisticated corporate counsel to clients that are involved in commercial transactions covering a broad range of complexity, from those encountered by start up companies to those experienced by companies traded on a national exchange, as well as advising on many day to day issues.
We represent issuers, underwriters, placement agents, and private investment funds in public and private offerings of equity, debt and convertible securities.
We have significant experience in mergers, acquisitions, asset exchanges, sales and divestitures, recapitalizations, and other business combination transactions.
We represent lenders and borrowers in connection with single-lender and syndicated secured and unsecured senior, subordinated and mezzanine lending transactions.
Providing sophisticated legal representation and business planning services to start-up and mature companies.
We represent mid-sized and small companies, banks, private equity firms, venture funds, investment advisors, and individuals in complex business, securities and commercial disputes.
$4,000,000 Senior Secured Revolving Credit Facility Agreement
$4,000,000 Senior Secured Revolving Credit Facility Agreement by and among a London-based private equity fund, as lender, a public provider of medical laboratory services, as borrower, and certain subsidiaries of the borrower, as joint and several guarantors, advanced in several tranches for general working capital purposes and collateralized by, among other things, all assets of the borrower and its subsidiaries.
$2,000,000 Senior Secured Loan Agreement
$2,000,000 Senior Secured Loan Agreement by and between a NYSE-listed insurance benefit provider, as lender, and two private purchasers, as joint and several borrowers, advanced for the purpose of financing the purchase of a private insurance benefit company and collateralized by, among other things, a pledge of the membership interests in the borrowing entities.
Reverse Merger by and between a U.S. publicly-traded vehicle and a private Hungarian online website search provider, including a share exchange, warrant coverage, and the issuance of a convertible promissory note in the principal amount of $750,000 to a private investor. The company is a developer of a contextual online search tool combining the next generation semantic web with real-time content management.
Lucosky Brookman approved to become a Designated Advisor for Disclosure (DAD) by OTC Markets Group Inc. In order to qualify as a DAD, a law firm must submit an application to OTC Markets Group demonstrating evidence that the firm and its partners have reached a level of expertise and experience which would allow the law firm to adequately advise companies on the OTCQX.
Lucosky Brookman sponsors annual Roth Conference held at The Ritz Carlton in Dana Point, California on March 11 – 14, 2012. The conference brings together executives from over 400 growth companies and is one of the largest of its kind in the United States.
Lucosky Brookman issues 2011 Year In Review. The Firm’s clients had a very active year in 2011, participating in a wide variety of corporate finance and securities transactions, including structuring and negotiating various merger transactions, alternative public offerings, S-1 Registration Statements, Equity Credit Facilities, Senior Secured Credit Facilities, Form 10 Registration Statements and various other private equity, venture capital, corporate finance and PIPE transactions.
Lucosky Brookman published memorandum outlining the New York Stock Exchange’s revision to Rule 452 that would end its prior policy of allowing brokers to vote on certain corporate governance proposals supported by management
Lucosky Brookman publishes Desk Reference chart summarizing the 2012 SEC Compliance Deadlines for Large Accelerated, Accelerated and Non-Accelerated/Smaller Reporting Companies
Lucosky Brookman publishes memorandum pertaining to the SEC’s codification of the “Accredited Investor” Net Worth Test and the exclusion of the primary residence in determining Accredited Investor status
Lucosky Brookman publishes memorandum discussing the implementation of the whistleblower provisions of Section 21F of the Securities Exchange Act of 1934
Lucosky Brookman publishes Rule 144 memorandum summarizing the requirements pertaining to the Sale of Restricted and Control Securities
