Max Lindenfeld

Contact

Woodbridge
Phone:

(732) 395-4497

Fax:

(732) 395-4401

Max shares with clients his burst of passion and enthusiasm for helping growing businesses acquire funding and grow fast. Throughout his career, Max has guided a range of companies, from early start-up companies looking to generate their first revenue to established international and domestic corporations, with achieving their specific business initiatives. He has helped several issuers raise funding through initial public offerings and shelf offerings, navigating them through the complex regulatory and corporate process. He has also represented several underwriters with the IPO process. He assists several public companies on assist with their daily corporate governance requirements and general corporate work. Max has also helped several private start-ups conduct successful equity and note funding rounds, working closely with these companies from start to finish and providing strategic guidance along the process. He has drafted and negotiated several SaaS and licensing agreements on behalf of technology companies. Max also has experience with mergers and acquisition transactions for both private and public companies, representing both sellers and purchasers. Max has also launched several types of private funds, including drafting and reviewing private placement memoranda, limited partnership/limited liability company operating agreements, and subscription documents. 

Throughout his career, Max has represented the following:

  • Represented registered investment advisor in sale of $50,000,000 investment management business to national asset management firm.
  • Represented medical device company in sale of $2,000,000 private offering of debenture bonds to venture capital firm.
  • Represented yoga studio chain company in $2,000,000 stock purchase agreement sale of business.
  • Represented underwriter in $50,000,000 Regulation A+ offering of Chinese-based hospitality company.
  • Represented FINRA-registered broker/dealer corporation in $10,000,000 acquisition of a second FINRA-registered broker-dealer.
  • Represented OTCQB-listed issuer in $10,000,000 stock purchase agreement acquisition of whole foods corporation.
  • Represented OTCQB-listed issuer in $6,000,000 asset purchase agreement acquisition of cannabis distribution company.
  • Represented OTCQB-listed pharmaceutical company in share purchase agreement acquisition of $5,000,000 Australian real estate company.
  • Represented OTCQB-listed issuer in asset purchase agreement acquisition of $200,000,000 supermarket and drug store chain.
  • Represented OTCQB-listed issuer in $7,000,000 asset purchase agreement acquisition of sanitation corporation.
  • Represented non-profit company assistance start-up company with $8,000,000 Series A round of funding.
  • Represented personal hygiene company with $3 million Series A round of funding.
  • Represented oil and gas equipment provider with $600,000 Series Seed round of funding.
  • Represented performance consulting company with Series A round of financing.
  • Represented cleaning service start-up company with $500,00 convertible promissory note offering.
  • Represented video technology start-up company with $400,00 Series Seed round of funding.
  • Represented botanical service start-up company with $400,00 convertible promissory note offering.
  • Represented foreign-based technology company with $12,000,000 registered offering on Nasdaq Capital Markets.
  • Represented ammunition manufacturer in $15,000,000 registered offering on Nasdaq Capital Markets.
  • Represented underwriter with $17,000,000 offering of pharmaceutical company on Nasdaq Capital Markets.
  • Represented underwriter in $8,000,000 F-1 offering on the Nasdaq Capital Market of Chinese technology and gaming company.
  • Represented luggage manufacturer in sale of $1,000,000 interests through Regulation Crowdfunding offering.
  • Represented NASDAQ-listed biotechnology company issuer in S-1 registration statement offering of $30,000,000.
  • Represented OTCQB-listed pharmaceutical company issuer in S-1 registration statement offering of $10,000,000.
  • Represented NASDAQ-listed media and entertainment company in S-3 offering.
  • Represented underwriter in $50,000,000 F-1 offering on the NASDAQ Capital Market of Chinese SPAC.
St. John's University Law School

J.D.

New York

New Jersey