CORPORATE & SECURITIES

RECENT HIGHLIGHTS
  • Representation of an international logistics solutions business in connection with a $12,000,000 senior secured factoring facility and related cross-border acquisition of three international companies.

  • Representation of leading online gaming company in connection with the company's uplist to the NASDAQ Capital Markets and the simultaneous capital raise of $8,400,000.

  • Representation of leading technology company in connection with the company's uplist to the NASDAQ Capital Markets and the simultaneous capital raise of $8,100,000.

  • Representation of placement agent in a registered direct offering of $3,380,000 of common stock of a technology and services company that provides cost-effective and sustainable waste management solutions.

  • Representation of a national provider of transformational business technology solutions and services in connection with the company's $11,500,000 sale of its wholly-owned subsidiary.

  • Representation of a provider of electric vehicle charging services in connection with the company's uplist transaction, capital raise of $18,500,250 and listing on the NASDAQ Capital Market.

  • Representation of a developer of rapid health information technologies in connection with the company's public offering of $6 million of common stock and warrants.

 

  • Representation of a provider of intelligent security analytical technology solutions in connection with the company's $11 Million capital raise and private placement sale of its Class A and Class B Preferred Shares and Common Stock Purchase Warrants.

  • Representation of a Georgia based non-hazardous solid waste services company in connection with the company's up-listing to the NASDAQ and a $12,390,000 underwritten public offering of 3,000,000 shares of common stock at a public offering price of $4.13 per share and five-year warrants to purchase 3,000,000 shares of common stock at an exercise price of $5.16 per share. 

  • Representation of a NASDAQ-listed, New Jersey based developer of rapid health information technologies in connection with a $2,000,000 follow-on offering of 1,667,000 shares of the company's common stock at a public offering price of $1.20 per share and 833,500 five-year warrants to purchase common stock with an exercise price of $1.50 per share. 
     

  • Representation of a California based chain of retail hydroponic stores in connection with a $50,000,000 merger with a Colorado based chain of retail hydroponic stores.

  • Representation of a Special Committee of the Board of Directors in connection with the sale of substantially all of the assets of a publicly-traded international manufacturer of telecommunications equipment for an aggregate purchase price of approximately $18,000,000.

  • Representation of a publicly-traded Illinois based manufacturing and construction company, specializing in designing and building athletic facilities, and manufacturing high-end synthetic turf products in connection with a private placement of $4,250,000 of the company’s common stock.

  • Representation of a publicly-traded New Jersey based service provider and reseller of software solutions in connection with a $1,500,000 underwritten offering of its common stock and warrants on a Form S-1 Registration Statement.

  • Representation of the Compensation Committee of the Board of Directors of a publicly-traded international manufacturer of telecommunications equipment in connection with matters related to the payment of bonuses to executives and in connection with the separation of executives from such company pursuant to the sale of substantially all of its assets.

  • Representation of a publicly-traded California based developer, owner and operator of high volume carbohydrate based transportation fuel plants and biorefineries in connection with a $1,500,000 financing facility and the filing of a Form S-1 Registration Statement.

  • Representation of a privately-held New Jersey based producer and distributor of digital media content in connection with a $3,000,000 Series A financing of convertible preferred equity and common stock purchase warrants.

  • Representation of a publicly-traded New York based biomedical company in connection with a private placement of $5,000,000 of the company’s common stock.

  • Representation of a Connecticut based private company that supplies radio frequency and microwave products in connection with the filing of a Form 10 Registration Statement.

  • Representation of a publicly-traded Georgia based company in the solid waste business in connection with the acquisition of certain assets, including a landfill, for approximately $10,000,000.

  • Representation of a New York based real estate investment company in connection with the formation of a real estate investment fund.

  • Representation of a Colorado based supplier to the legal cannabis industry, in connection with a merger with a publicly-traded company.

  • Representation of a publicly-traded New Jersey based distributor and marketer of frozen food products in connection with a convertible debt financing of $2,000,000.

  • Representation of a Massachusetts based private equity fund, as purchaser, in connection with a purchase and sale of securities by and between the private equity fund and a Nevada based company which specializes in the production and marketing of LED light fixtures and components for the residential and commercial markets.

  • Representation of a publicly-traded New York based medical device company to effectuate FINRA corporate actions, including name change and stock symbol change.

  • Representation of a publicly-traded Colorado based supplier to the legal cannabis industry to effectuate a Joint Marketing Agreement with a New York based marketing company.

  • Representation of a private California based chain of retail hydroponic stores, in connection with a $2,200,000 private offering of the company’s equity securities.

  • Representation of a publicly-traded Florida based video surveillance and video conferencing company, in connection with a convertible promissory note and related securities purchase agreement and guaranty and pledge agreement by and between the company and a New York based institutional lender.

  • Representation of a publicly-traded California based health food company in connection with the filing of a Form S-1 Registration Statement.

  • Representation of publicly-traded Georgia based company in the solid waste business to effectuate FINRA corporate actions, including a name change and stock symbol change.